UAW 4811 ASE Contract 2022-2025

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Article 1 - Recognition

A. Certifications

The University hereby recognizes the International Union, United Automobile, Aerospace and Agricultural Implement Workers of America (UAW), AFL-CIOAmerican Federation of Labor and Congress of Industrial Organizations: The AFL-CIO is a federation of 60 national and international labor unions that represent more than 12.5 million working people.The International UAW is a member (affiliated union) in the AFL-CIO. and its Local Union 2865UAW Local Union 2865: Until 2023, UAW Local Union 2865 was the local union that represented academic student workers in the UC. In Fall 2023, UAW 2865 amalgamated (merged) with UAW 5810 to form UAW 4811. as the exclusive representative for matters within the scope of representation for all employees within the Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. Unit as certified by the Public Employment Relations BoardPublic Employment Relations Board: PERB is a "quasi-judicial administrative agency charged with administering the collective bargaining statutes." PERB determines things like whether a strike is legal or illegal. (PERB) in petition number(s) SF-R-694-H and SF-R-830-H (Berkeley), SF-R-806-H (Davis), SF-R-834-H (Irvine), SF-R-813-H (Los Angeles), SF-R-831-H (Riverside), SF-R-828-H and SF-R-805-H (San Diego), SF-R-815-H (Santa Barbara), SF-R-829-H and SF-UM-741-H (Santa Cruz), SF-UM-629-H (Merced), SF-UM-871-H (San Francisco) including the following titles:

B. Bargaining Unit Job Titles

1.

Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC.

a.

2310 - Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC.-GSHIP

b.

2311 - Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC.-Non-GSHIP

c.

2320 - Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC.-1/10-GSHIP

d.

2321 - Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC.-1/10-Non-GSHIP

2.

Associate Instructor

a.

1501 - Associate Instructor-AY-GSHIP

b.

1502 - Associate Instructor-AY-Non-GSHIP

c.

1506 - Associate Instructor-AY-1/9-GSHIP

d.

1507 - Associate Instructor-AY-1/9-Non-GSHIP

e.

1508 - Associate Instructor-AY-1/10-GSHIP

f.

1509 - Associate Instructor-AY-1/10-Non-GSHIP

g.

1511 - Associate Instructor-FY-GSHIP

h.

1512 - Associate Instructor-FY-Non-GSHIP

3.

Teaching Fellow

a.

2300 - Teaching Fellow-GSHIP

b.

2301 - Teaching Fellow-Non-GSHIP

4.

Tutor

a.

2510 - Tutor-Non-Student

b.

2860 - Tutor-GSHIP

c.

2861 - Tutor-Non-GSHIP

5.

Remedial Tutor

a.

2280 - Remedial Tutor I-Non-GSHIP

b.

2288 - Remedial Tutor I-GSHIP

c.

2289 - Remedial Tutor II-GSHIP

d.

2290 - Remedial Tutor II-Non-GSHIP

6.

Reader

a.

2500 - Reader-Non-Student

b.

2850 - Reader-GSHIP

c.

2851 - Reader-Non-GSHIP

7.

Special Reader

a.

2852 - Special Reader-UCLA-GSHIP

b.

2853 - Special Reader-UCLA-Non-GSHIP

C.

The recognized unit may be modified by agreement of the parties pursuant to the rule and regulations of the Public Employment Relations BoardPublic Employment Relations Board: PERB is a "quasi-judicial administrative agency charged with administering the collective bargaining statutes." PERB determines things like whether a strike is legal or illegal..

Article 2 - Appointment Notification

A. GENERAL PROVISIONS

1.

An Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. (ASE) appointment is established only by the issuance of a Written Notice of Appointment as provided in this Article.

2.

A Written Notice of Appointment is an official document which meets the requirements of Sections B and C below.

3.

These requirements include satisfying work eligibility requirements for U.S. citizens and non-citizens, where applicable, and the timely submission of all documents required by the University to process a request for work authorizatiion.

B. TEACHING ASSISTANT, ASSOCIATE INSTRUCTOR, SPECIAL READER, AND TEACHING FELLOW

1. Timing of Written Notice of Appointment

a.

The University shall issue written notices of appointment in the Spring quarter/semester or as soon as practicable after hiring decisions are made, the University shall provide a written notice of appointment by e-mail or other electronic system to individuals offered an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. appointment. No later than April 1 of each year, the University shall send notice to hiring departments reminding them of their obligations under this paragraph.

b.

The University recognizes year-long appointments provide job security for academic student employeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.. When practicable, the University shall offer year-long appointments; however, nothing in this article obligates the University to do so when not practicable.

c.

Should positions become available after the commencement of the academic year, written notices of appointment shall be issued no less than thirty (30) calendar days before the start of the appointment.

d.

In cases in which positions become available less than thirty (30) calendar days before the commencement of an academic termAcademic term: An academic term (or simply "term") is a portion of an academic year during which an educational institution holds classes. At UCSC, each term is a quarter (10 weeks), except during the summer where the terms have various lengths., notification will be made as soon as possible.

2. Form and Content

Written notices of appointment shall be sent by email or other electronic systems and will include the following:

a.

the applicable appointment title,

b.

appointment percentage (or range of hours),

c.

effective dates,

d.

salary/wages,

e.

tuition, fee, and health benefit remissions, if applicable,

f.

health and other applicable benefits or deductions,

g.

hiring unit,

h.

hiring unit contact,

i.

response requirements,

j.

a statement that the position is covered by the collective bargaining agreement between the parties,

k.

a statement that an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who anticipates a need for access to allgender restrooms and/or lactation support, should refer to Article 20 of the BX agreement for the applicable process,

l.

the following statement on reasonable accommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need.: "Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who are disabled or become disabled should notify their supervisor or department to request reasonable accommodations, in advance of their start date or any time during their appointment, in accordance with Article 24 - Reasonable Accommodation

m.

a reference to Article 4 - Childcare and a link to childcare reimbursement information and eligibility,

n.

the time and place of any applicable new ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. orientations,

o.

a statement that the name and department address of all ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. are released to the UAW each term (quarter/semester),

p.

a direct link to the UAW website containing the Membership Election Form,

q.

a statement that the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may contact the UAW for assistance, and,

r.

a statement that when an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. has any concerns regarding the assigned workload in the ASE's appointment, the ASE shall immediately communicate to the supervisor as required by Article 34 - Workload.

3. Supplemental Documentation

a.
Timing
i.
At least thirty (30) calendar days prior to the beginning of the term, the University will provide to Teaching AssistantsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC., Associates In, Special Readers and Teaching Fellows supplemental documentation in accordance with Article 2 Section B.3.b.
ii.
When a position becomes available more than thirty (30) calendar days in advance of the assignment, the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. will receive supplemental documentation (Appendix C and other relevant documents) no less than thirty (30) calendar days before the start of the assignment.
iii.
In cases in which positions become available less than thirty (30) calendar days before the commencement of an academic termAcademic term: An academic term (or simply "term") is a portion of an academic year during which an educational institution holds classes. At UCSC, each term is a quarter (10 weeks), except during the summer where the terms have various lengths., notification will be made as soon as possible.
b.
Form and Content of Supplemental Documentation
i.
Supplemental documentation shall set forth the following: A. a description of required duties (Appendix C and other relevant documents); B. faculty member or supervisor to whom the individual will report; C. the location where the work will be performed if known; D. the class assigned if applicable; E. departmental policy on class, section and/or lab size where it exists; and F. it may include estimated time for effective completion of each duty.
ii.
The University shall provide advance notice when the above referenced duties are changed significantly. Such changes will be confirmed in writing.

C. READER, REMEDIAL TUTOR AND TUTOR

1. Timing of Written Notice of Appointment

a.

When a position becomes available more than thirty (30) calendar days in advance of the assignment, the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. will receive Written Notice of Appointment by email or other electronic systems no less than thirty (30) calendar days before the start of the assignment.

b.

In cases in which a position becomes available less than thirty (30) calendar days before the commencement of an academic termAcademic term: An academic term (or simply "term") is a portion of an academic year during which an educational institution holds classes. At UCSC, each term is a quarter (10 weeks), except during the summer where the terms have various lengths., notification will be made as soon as possible.

2. Form and Content

a.
Written notices of appointment shall be sent by email or other electronic systems and will include the following:
i.
the applicable appointment title,
ii.
appointment percentage (or range of hours),
iii.
effective dates,
iv.
salary/wages,
v.
health and other applicable benefits or deductions,
vi.
tuition, fee, and health benefit remissions, if applicable,
vii.
hiring unit,
viii.
hiring unit contact,
ix.
response requirements,
x.
a statement that the position is covered by the collective bargaining agreement between the parties,
xi.
A statement that an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who anticipates a need for access to all-gender restrooms and/or lactation support, should refer to Article 20 of the BX agreement for the applicable process,
xii.
the following statement on reasonable accommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need.: "Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who are disabled or become disabled should notify their supervisor or department to request reasonable accommodations, in advance of their start date or any time during their appointment, in accordance with Article 24 - Reasonable Accommodation.
xiii.
a reference to Article 4 - Childcare and a link to childcare reimbursement information and eligibility,
xiv.
the time and place of any applicable new ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. orientations,
xv.
a direct link to the UAW website containing the Membership Election Form,
xvi.
a statement that the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may contact the UAW for assistance,
xvii.
the faculty member or supervisor to whom the individual will report if known,
xviii.
the location where the work will be performed if known,
xix.
the class assigned if applicable,
xx.
the departmental reader/tutor pay formula,
xxi.
description of required duties (Appendix C and other relevant documents),
xxii.
a statement that the name and department address of all ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. are released to the UAW each term (quarter/semester),
xxiii.
it may include estimated time for effective completion of each duty.
xxiv.
A statement that when an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. has any concerns regarding the assigned workload in the ASE's appointment, the ASE shall immediately communicate to the supervisor as required by Article 34 - Workload".
b.
The University shall provide advance notice when the above referenced duties are changed significantly. Such changes will be confirmed in writing.

D. ADDITIONAL INFORMATION FOR WRITTEN NOTICES OF APPOINTMENT

1.

Campuses may provide additional information in appointment letters.

2.

A sample appointment letter is appended to this Agreement as Appendix E.

E. FAILURE TO RESPOND

The University may consider an individual who fails to respond, as required in the notice, to have rejected the appointment.

Article 3 - Appointment Security

ASEs’ appointment will be specified in the Written Notice of Appointment.

A.

If an individual receives and accepts appointments to (an) ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. position(s) for one or more term (i.e., quarter or semester) in an academic year, and the position offered and accepted is no longer available, the University will ensure that the individual:

1.

is placed in an appointment at the classification and equivalent compensation level offered and accepted; or

2.

receives equivalent compensation in lieu of the position for the term at the level offered.

B.

Failure to accept an offer in its entirety, and subject to all conditions, nullifies the offer in its entirety. However, after accepting an offer a Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC., Acting Instructor-Graduate Student, Special Reader, Teaching Fellow or Associate In may turn down one or more terms of employment without forfeiting the provisions in this article for the following reasons: the employee's serious health condition as defined by the Family and Medical Leave Act (FMLA), to accept an extramural fellowship, or another reason granted by the University.

C.

An individual who has accepted (an) ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. position(s) for one or more terms who becomes academically ineligible may be removed without pay from or returned to said appointment as set forth below.

3.

Within the first five (5) weeks of an academic termAcademic term: An academic term (or simply "term") is a portion of an academic year during which an educational institution holds classes. At UCSC, each term is a quarter (10 weeks), except during the summer where the terms have various lengths., the University may, at its sole discretion, remove an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who has become academically ineligible.

4.

When an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. has regained academic eligibility, the University will determine in its sole discretion whether or not to reinstate the ASE. Said reinstatement, if any, will be at the level of employment held prior to removal.

Article 4 - Childcare

A. PARTICIPATION IN CAMPUS CHILDCARE PROGRAMS

ASEs shall be eligible to participate in a campus childcare program, if any,including subsidies and other financial assistance, in accordance with the provisions of each location's childcare program. Each location shall post information regarding its childcare program on the web.

B. SYSTEM-WIDE CHILDCARE REIMBURSEMENT PROGRAM

1. Academic Year

a.

Effective at the commencement of the first term following ratification of the contract, each eligible ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall receive up to $\$ 1350$ per quarter or $\$ 2025$ per semester for expenses incurred during the ASE's appointment period in the regular academic year.

b.

Effective October 1, 2023, each eligible ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall receive up to $\$ 1375$ per quarter or $\$ 2062.50$ per semester for expenses incurred during the ASE's appointment period in the regular academic year.

c.

Effective October 1, 2024, each eligible ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall receive up to $\$ 1400$ per quarter or $\$ 2100$ per semester for expenses incurred during the ASE's appointment period in the regular academic year.

d.

An eligible ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is a registered student with at least a 25% ASE appointment who has (a) qualified dependent(s). For the purposes of this program, qualified dependents shall include children, in the custody of the ASE, who are age 12 or under on July $1^{\text {st }}$.

e.

The University shall post the system wide childcare enrollment form on-line.

f.

The campus childcare program will define reimbursable expenses and related procedures.

2. Summer Session

a.

For Summer Session 2023, each eligible ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall receive up to a total of $\$ 1350$ for Summer Session(s) for the expenses incurred during the ASE's summer appointment(s).

b.

For Summer Session 2024, each eligible ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall receive up to a total of $\$ 1375$ for Summer Session(s) for the expenses incurred during the ASE's summer appointment(s).

c.

An eligible ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is a registered student during the academic year terms preceding and succeeding the Summer Session for which the reimbursement is requested, has at least a 25% ASE appointment for the term of the appointment(s), and has (a) qualified dependent(s). For the purposes of this program, qualified dependents shall include children, in the custody of the ASE, who are age 12 or under on July $1^{\text {st }}$.

d.

The University shall post the system wide childcare enrollment form on-line.

e.

The program will define reimbursable expenses and related procedures.

C. DEPCARE PARTICIPATION

All ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall be entitled to participate in the UC Dependent Care Reimbursement Program. The terms of this plan shall be determined by UC in accordance with Internal Revenue Service regulations.

Article 5 - Classifications

A.

In accordance with Article 1 - Recognition, each campus may appoint academic student employeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. into appropriate bargaining unit titles.

B.

Campuses may maintain their current use of ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. titles as well as the campus descriptions of each title, if applicable.

Article 6 - Defined Contribution And University Retirement Plan(S)

A.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall continue to be eligible for DCPDefined Contribution Plan: Defined Contribution Plan is a retirement plan for UC emplyees. There are two components "DC Plan Safe Harbor" and and "DC Plan Voluntary Contributions". and UC retirement plan(s) coverage in accordance with the UC plan requirements.

B.

Eligible ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. participate in DCPDefined Contribution Plan: Defined Contribution Plan is a retirement plan for UC emplyees. There are two components "DC Plan Safe Harbor" and and "DC Plan Voluntary Contributions". and other retirement system plans to the same extent as other eligible non-represented academic employees.

C.

UCRPUniversity of California Retirement Program: Retirement plan for UC emplyees. employee contributions will apply to eligible ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. in the same manner as they apply to other represented academic employees at the same campus.

D.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall be responsible for all fees associated with the administration of the University Retirement Savings Program in the same manner as they apply to other represented academic employees at the same campus. Should the University change the methodology by which the fees are imposed, the University shall provide a thirty (30) day notice and engage in a meet and confer process over the effect of the change in methodology.

Article 7 - Definitions

A.

An "Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors." (ASE) is an individual employed in a bargaining unit title. Bargaining unit titles are listed in Article 1, Recognition.

B.

["]Sole discretion" means the non-grievableGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., non-arbitrableArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. authority of the University of California.

Article 8 - Discipline And Dismissal

A. GENERAL PROVISIONS

1.

The University may discipline or dismiss an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. for just cause.

2.

Definitions

a.

"Discipline" includes: a written warningWarning letter: A “written warning” is a communication that informs a worker of alleged misconduct or deficiency, the method of correction, and the probable consequence of continued misconduct or deficiency., suspension without pay, or dismissal.
1)
A "written warningWarning letter: A “written warning” is a communication that informs a worker of alleged misconduct or deficiency, the method of correction, and the probable consequence of continued misconduct or deficiency." is a communication that informs the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. of the nature of the misconduct or deficiency, the method of correction, and the probable consequence of continued misconduct or deficiency.
2)
A "suspension without pay" is removal from appointment responsibilities without pay for a stated period of time. Unless otherwise noted, the terms of a suspension will include loss of normal employee privileges.
3)
"Dismissal" is the termination of an appointment initiated by the University prior to the ending date of appointment.

b.

Counseling memorandaCounseling memoranda: A message from the UC sent to employees regarding employment that does not (formally) count as discipline. and/or written records of discussion, in and of themselves, are not discipline nor are they grievableGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract..

3.

An individual who is no longer employed in the bargaining unit may file a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. pursuant to Article 12, Grievance and ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC., concerning the placement of a written warningWarning letter: A “written warning” is a communication that informs a worker of alleged misconduct or deficiency, the method of correction, and the probable consequence of continued misconduct or deficiency. placed in the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s employment file pursuant to this article within 30 days from the date the ASE knew or should have known that a written warning was placed in their employment file.

B. WRITTEN NOTICE OF INTENT

1.

The University shall provide written notice of intent, as described in Section B.2 for the following actions: suspension without pay or dismissal.

2. Issuance and Content

a. Issuance

1)
Written notice of intent shall be given to the affected ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. in the unit, either by delivery of the notice to the ASE in person, or official University e-mail address, or by placing the notice of intent in the United States Mail, first-class, postage-paid, in an envelope addressed to the ASE at the last known home address of the ASE, with a copy by campus mail to the campus office address of the ASE. If notice is delivered via US Mail or campus mail, a digital notice shall be sent to the ASE's official University email address, if available. It shall be the responsibility of the ASE to inform the designated University office in writing of their current home address and of any change in such address, and the information so provided shall constitute "the ASE's last known home address."
2)
Whether delivery is made in person, by email, or by mail, the notice of intent shall contain a statement of delivery or mailing indicating the date on which the notice of intent was personally delivered or deposited in the United States Mail. Such date of delivery or mailing shall be presumed to be the date of issuance of the notice of intent.
3)
A copy of the notice of intent shall be sent to the UAW. Home address of the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. will be redacted if the ASE has requested that such information not be released.

b. Content

The notice of intent shall:
1)
inform the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. of the disciplinary or dismissal action proposed, the reason for the proposed action including applicable documentation and the effective date(s) of the action;
2)
inform the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. of the right to respond and to whom to respond within the applicable time limit in accordance with Section C; and
3)
inform the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. of the right to representation by a representative of their choice.

C. RESPONSE TO WRITTEN NOTICE OF INTENT

The ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. or the ASE's representative shall be entitled to respond, orally or in writing, to the notice of intent described above. Such response must be received within ten (10) calendar days from the date of the issuance of such notice of intent. The University shall review any timely responses received.

D. WRITTEN NOTICE OF ACTION

1.

After review of a timely response, if any, the University shall notify the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. of any action to be taken and its effective date, as well as the rights set out under Article 12, GrievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. and ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC.. The Notice of Action, if any, shall be issued within twenty-one (21) days from the ASE's timely response to the written notice, when practicable.

2.

Such action may not include discipline more severe than that included in the written notice of intent; however, the University may reduce such discipline without the issuance of a further written notice of intent.

3.

A copy of the notice shall be sent to the UAW via e-mail or US Postal Service. Home address of the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. will be redacted if the ASE has requested that such information not be released.

E. INVESTIGATORY LEAVE

1.

The University may place an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. on investigatory leave with full pay without prior notice, in order to review or investigate allegations of misconduct or dereliction of duty which, in the judgment of the University, warrant immediately relieving the ASE from all work duties and/or require removing the ASE from the premises.

2.

Investigatory leave shall not be considered a form of discipline.

3.

The University will immediately provide the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. and the ASE's representative with written confirmation of the terms and reasons for the investigatory leave.

Article 9 - Emergency Layoff

A.

An emergency layoff is the suspension of an appointment to which an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. has been assigned or is working, due to acts of nature or forces outside of the University's control to which the University must immediately respond.

B.

The parties agree that the University may, but shall not be required to, pay ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. during periods of emergency layoff.

Article 10 - Employment File(S) And Evaluation

A. EMPLOYMENT FILES

"Employment file" shall be defined as information (including reports, documents, correspondence and other materials in their entirety or redacted portions) pertaining to an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s employment in the bargaining unit. Materials related exclusively to ASE coursework shall not be considered part of the employment file.

1.

The University shall designate the location where ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. or their designated representatives may obtain access to the ASE's employment file(s).

2.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. will be notified that employment files are established and maintained for ASEs and new material may be added periodically during the term of their employment. The University shall notify the ASE in writing (via letter or email) of the new material as soon as practicable, but no later than thirty (30) days following the end of the term.

3.

Additionally, an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may make a request to their supervisor to add information related to their ASE performance to their employment file. Such requests shall be made no later than thirty (30) calendar days following the conclusion of each term.

4.

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may authorize representatives to review their employment file(s). The authorization shall be valid for the period designated by the individual or, if no time period is designated, for up to one calendar year from the date of authorization. The designee shall have access to all employment information in the file(s).

5.

The University shall provide an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. or their representatives access to or a copy of the ASE's employment file(s) as soon as practicable, but no later than thirty (30) calendar days, following the University's receipt of a written request. One copy of employment file(s) material shall be free; subsequent copies shall be ten (10) cents per page.

6.

If an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. disagrees with evaluative material in their file(s), they may append material to the file(s). If an individual is no longer employed when the evaluative material is placed into the file, the ASE has 30 days from the date the ASE reviewed their file(s) or knew or reasonably should have known that it was placed into the file to append material to the file.

7.

If an employment file contains factual non-evaluative information that is incorrect the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may request correction of the file(s) within 30 calendar days of discovery. If an ASE is no longer employed when the factual non-evaluative information is placed into the file, they have 30 days from the date the ASE reviewed their file(s) or knew or reasonably should have known that it was placed into the file to request correction.

8.

Records involving the processing of a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., such as grievance/appeals, UC grievance responses, and settlement documents shall not be placed in the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s employment file(s).

B. EMPLOYMENT EVALUATIONS

1.

"Employment evaluation" is the faculty member or supervisor's written assessment(s) of an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s employment performance, excluding evaluations of courses.

2.

The employing department or hiring unit shall communicate evaluation criteria and procedures for written employment evaluations, if any, to employees and the UAW any time upon request

Article 11 - Fee Remission

A. ELIGIBILITY

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who is a registered graduate student with (an) ASE appointment(s) or other eligible academic appointment(s) totaling 25% or more of full-time for a given term is eligible to participate in the University's Partial Fee RemissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees. Program for Tuition and the Student Services FeeStudent Services Fee: The Student Services Fee covers services that benefit the student and that are complementary to, but not part of, instructional programs. The fee supports operating and capital expenses for services related to the physical and psychological health and well-being of students, social and cultural activities and programs, services related to campus life and campus community, and educational and career support services. and remission of Nonresident Supplemental TuitionNonresident Supplemental Tuition: Additional tution fees charged to students from outside CA. PhD students who have advanced to candidacy are not charged the NRST for three years. See Article 11 of ASE contract and article 10 of the GSR contract. ("NRST") as provided in this Article. An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who is a registered undergraduate student appointed in Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. title codes TC 2310 or TC 2311 with an appointment totaling 25% or more of full-time for a given term is eligible to participate in the University's Partial Fee RemissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees. Program for Tuition and the Student Services FeeStudent Services Fee: The Student Services Fee covers services that benefit the student and that are complementary to, but not part of, instructional programs. The fee supports operating and capital expenses for services related to the physical and psychological health and well-being of students, social and cultural activities and programs, services related to campus life and campus community, and educational and career support services.. An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is eligible to receive only one Partial Fee RemissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees. per term.

B. PARTIAL FEE REMISSION

For those ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. eligible for a Partial Fee RemissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees., the University will provide:

1.

a Partial Fee RemissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees. of 100% of Tuition and the Student Services FeeStudent Services Fee: The Student Services Fee covers services that benefit the student and that are complementary to, but not part of, instructional programs. The fee supports operating and capital expenses for services related to the physical and psychological health and well-being of students, social and cultural activities and programs, services related to campus life and campus community, and educational and career support services.;

2.

a Partial Fee RemissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees. covering 100% of campus fees, not to exceed the maximum campus fees for each campus. This provision shall be effective for academic year 2023-2024,

C. FEE EQUIVALENCY FOR ASEs ENROLLED IN SELF SUPPORTING PROGRAMS

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who is a registered graduate student with (an) ASE appointment(s) totaling 25% or more, who is enrolled in a self-supporting graduate degree programSelf-supporting graduate professional degree program: Self-supporting graduate professional degree programs (SSGPDPs) are programs in which all program costs, both direct and indirect, are covered by revenues generated by the program such as student charges or alternative revenues that are not disallowed funds (e.g., state general funds or student tuition and fees). As of 2024, there are no SSGPDPs at UCSC (https://www.ucop.edu/operating-budget/_files/ssgpdp/attachment_a_description_and_summary_table.pdf) and is employed by either a UC self-supporting program or a UC state-supported graduate program, shall be eligible to receive a partial fee remissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees. equivalent in dollar amount to what an eligible ASE enrolled in a UC state-supported program would receive for tuition and student services feeStudent Services Fee: The Student Services Fee covers services that benefit the student and that are complementary to, but not part of, instructional programs. The fee supports operating and capital expenses for services related to the physical and psychological health and well-being of students, social and cultural activities and programs, services related to campus life and campus community, and educational and career support services., as a result of the qualifying appointment. In no case will that remission exceed the total charges paid by the ASE to the self-supporting program. Self-supporting graduate degree programs that are subject to this provision are only those programs which have an approved self-supporting fee or charge approved in writing by the UC President.

D. CURRENT PRACTICE FOR NRST

Pursuant to University policy, the annual NRSTNonresident Supplemental Tuition: Additional tution fees charged to students from outside CA. PhD students who have advanced to candidacy are not charged the NRST for three years. See Article 11 of ASE contract and article 10 of the GSR contract. charge for graduate doctoral students who have advanced to candidacy is reduced by 100%. A graduate doctoral student may receive the reduced NRST rate for a maximum of three (3) years. Any such student who continues to be enrolled or who re-enrolls after receiving the reduced charge for three years will be charged the full NRST rate that is in effect at the time.

Article 12 - Grievance And Arbitration

A. GENERAL PROVISIONS

1.

A grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. is a claim by an individual ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors., a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. A grievant may be represented at all stages of the grievance and arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. procedures.

2.

Only the UAW has standing to file a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. on the following:

a)

A campus' failure to establish a campus-wide website that lists the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. positions anticipated by the date agreed to in Article 22, Posting.

b)

A campus' failure to provide ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. lists in accordance with Article 28, Union Access and Rights, and Article 29, Union Security.

c)

"Locking out" employees in accordance with Article 19 - No StrikesStrike: A strike is a temporary stoppage of work by a group of workers (not necessarily union members, although we have well-established unions at UCSC) to express a grievance or enforce a demand. A strike is initiated by workers in contrast to a lock out which is done by an employer..

d)

Failure to provide the necessary information to the UAW as set forth in Article 29, Union Security.

3.

A grievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. shall have the right to be represented at all steps of the Grievance Procedure by the UAW, another representative, be self-represented or by any person of their choice other than a University employee who has been designated as supervisorial, managerial or confidential within the meaning of the Higher Education Employee-Employer Relations Act (HEERAHigher Education Employer-Employee Relations Act: HEERA is a 1979 California law that established collective bargaining for employees of the UC (and other state universities).). The grievant shall provide the University written notice of the name and contact information of their representative, if applicable. The grievant's representative may be assisted in grievance meetings by one other representative and/or, if applicable, a union representative.

B. FILING GRIEVANCES

1.

All grievancesGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. must be filed with the campus labor relations office at the campus that employs the grievant and within the time frames specified in this Article. Grievances must be filed on the form agreed to by the parties in Appendix A.

2.

The grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. form must be signed and dated by the employee(s) or the employee's representative upon submission to the University. Union grievances must be signed by UAW's representative.

3. Proper Filings - Initial Grievances, Responses and Appeals

Grievances, responses and appeals must be filed via email at the campus labor relations office in accordance with the procedures and timelines below:

a)

Electronic - the date of filing shall be the date received as indicated on the University's email server. The grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. initiation/appeal form must be in a PDF format attachment.

b)

All subsequent University responses shall be sent via email to contractenforcement@uaw2865.org and the email address designated by the GrievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract./Representative on the grievance form as provided in Appendix A.

c)

If a filing is received after 5 pm, the first following business day will be deemed the filing date.

d)

Deadlines that fall on a day that is not a regular business day will automatically be extended to the next regular business day.

e)

The grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. shall be filed on the form as provided in Appendix A. A grievance may be considered ineligible for processing unless it contains the following:
I.
A specific description of the dispute;
II.
The facts giving rise to the dispute;
III.
A listing of the article and section violated;
IV.
A statement as to how the article and section were violated;
V.
The date(s) of the violation;
VI.
Requested remedy or remedies.

f)

Receipt of the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. shall be acknowledged in writing by the University as soon as practicable following receipt, and shall be sent to the address or email listed on the grievance form.

g)

The timelines and meetings for the processing of grievancesGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. shall be in accordance with the steps addressed below.

C. GRIEVANCE STEPS

1. Step 1 (Optional) Informal Resolution

The grievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. may discuss the grievance with their immediate supervisor in a timely manner. Informal resolutions, although final shall not be precedential nor inconsistent with this agreement.

a)

If the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. is not resolved through informal discussion, the grievant may seek review as set forth below.

b)

Attempts at informal resolution (including grievancesGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. that alleged violation of harassment or discrimination) do not extend the thirty (30) calendar day time limit to file at Step 2.

2. Step 2 - Formal Campus Level

A grievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. may file a written grievance as set forth below.

a)

A written grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. must be filed with the campus labor relations office using the grievance form agreed to by the parties (Appendix A). The grievance must be filed no later than thirty (30) calendar days from the following instances, whichever occurs first: a) the date of the event/action which gave rise to the grievance, or b) the date on which either the grievant or the representative knew or reasonably should have known of the alleged violation of the Agreement.

b)

If the UAW requested a meeting on the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. form, or if the University requests a meeting, the campus labor relations office shall convene a meeting with the grievant(s) and the grievant's representative, if any, to attempt to resolve the grievance. The meetingshall be convened no later than fifteen (15) calendar days following receipt of the Step 2 grievance filing. During the Step 2 meeting, the parties shall discuss information and contentions relative to the grievance.

c)

A written decision shall be issued within fifteen (15) calendar days following the Step 2 meeting, or receipt of the Step 2 grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. filing if it is agreed that no meeting will be held. If the University does not respond within the time limit, the procedures below will apply.

3. Step 3-Review (Office of the President)

a)

If the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. has not been resolved at Step 2, the grievant and/or the grievant's representative may file an appeal in writing to the Office of the PresidentUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. . Such appeal must be received by the Office of the President no later than fifteen (15) calendar days after the issuance of the University's Step 2 response, or the date on which the Step 2 response would have been due.

b)

An appeal to Step 3 shall be accomplished as follows:
I.
Email to AppealAGrievance@ucop.UC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. edu.
1)
Email submissions must include PDFs of all documents, information and signatures necessary to be in compliance with the GrievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. Procedure provisions of this Agreement.
2)
The date of filing for emailed Appeals to Step 3 shall be the date received on the University server, provided that the appeal is received during business hours. If a Step 3 appeal is received outside of normal business hours, the first following business day will be deemed the filing date of the Appeal to Step 3.
3)
The University shall acknowledge the Union's Appeal to Step 3 through a computer-generated, automatic email response. If the Union does not receive a confirmation email within 30 minutes of the time of submission, the date of filing shall be the sent time and date.
II.
The subject of the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. as stated in Step 2 shall constitute the sole and entire subject matter of the appeal to Step 3.
III.
The University must assert any and all known arbitrability issues no later than the date the Step 3 Decision is issued.
IV.
The UCOPUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. official or the UCOP official's designee shall issue the University's Step 3 decision within thirty (30) calendar days of the receipt of the appeal. Proof of Service shall accompany the written decision. The Step 3 decision shall be served upon the grievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. and/or the grievant's representative.
V.
The UCOPUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. official or the UCOP official's designee shall have the authority to settle grievancesGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. appealed to Step 3.

D.

Attendance at the Step meetings held pursuant to Section C. are limited to the grievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., the grievant's representative, if any, and one other individual from UAW. Advanced requests for additional attendees to present directly relevant information pertaining to the grievance shall not be unreasonably denied.

E.

In the event the union alleges a contract violation as a direct result of an Office of the PresidentUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. action, the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. shall be filed directly at the Office of the President within thirty (30) calendar days from the following instances, whichever occurs first:

a)

the date the event/action which gave rise to the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. occurred, or

b)

the date on which either the grievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. or their representative knew or should have known of the alleged violation of the Agreement. At the time of filing, the UAW must provide specific evidence that the violation is occurring on multiple campuses.

F.

Failure by the UAW to comply with the time limits set forth herein shall render the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. ineligible for further processing or appeal, and the grievance shall be considered closed.

G.

Offers of settlement are inadmissible at any step of the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. or arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. procedures.

H. EXTENSION OF TIME LIMITS

With the exception of the 30-day Step 2 grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. filing deadline, the time limits set forth in this Article may be extended only by written agreement of the parties. Except that, each party shall be entitled to one (1) seven (7) calendar day extension upon request in advance of the deadline at either Step 2 (after timely grievance filing) or Step 3.

I. RELEASE TIME FOR GRIEVANCE/ARBITRATION FOR THE ASE GRIEVANT AND ASE REPRESENTATIVE

The parties will endeavor to schedule grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. meetings that do not conflict with bargaining unit assignments of the grievant or the grievant's representative which cannot be rescheduled. If a grievance meeting called by the University occurs when the grievant or the grievant's representative have bargaining unit assignments which cannot be rescheduled, the parties with the unresolved scheduling conflicts shall be eligible to receive leave with pay for the period of the assignments which cannot be rescheduled, provided the request for such leave is made at least five (5) calendar days in advance of the meeting. Leave requests shall be made either before or at the time that dates and times for the meeting are being considered, whereupon the meeting will be scheduled to provide for the five (5) calendar day request period.

J. APPEAL TO ARBITRATION

1. Content

An appeal to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. may be made only by the UAW and only after the timely exhaustion of the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. procedure. The written appeal to arbitration must be received by the Office of the PresidentUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. , with a copy to the campus labor relations office of origin, within forty-five (45) calendar days of the date of issuance of the final University decision to the UAW. The written appeal must be signed by an authorized representative of the UAW and must include:

a)

The name and address of the UAW representative who is responsible for the appeal to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. and to whom all correspondence relating to the arbitration is to be sent;

b)

a copy of the completed grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. form; and a statement setting forth the unresolved issue(s), the articles and sections of the agreement alleged to have been violated, and the remedy requested.

c)

If a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. is not appealed to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC., the University's Step 3 response shall be final.

2. Procedure

An appeal to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. shall be made in the following way:
a)
Email to AppealAGrievance@ucop.UC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. edu:
I.
Email submissions must include PDFs of all documents, information and signatures necessary to be in compliance with the ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. provisions of this Agreement.
II.
The 'date of filing' for emailed Appeals to ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. shall be the date received on the University server, provided that the appeal is received during business hours. If an appeal to Arbitration is received outside of normal business hours, the following business day will be deemed the filing date of the Appeal to Arbitration.
III.
The University shall acknowledge receipt of the UAW's Appeal to ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. through a computer-generated, automatic email response.

K. SELECTION OF THE ARBITRATOR/PRE-ARBITRATION CONFERENCE

1.

The UAW representative shall contact the designated University official at the Office of the PresidentUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. within thirty (30) calendar days of the appeal to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. in order to select an arbitrator from the panels set forth in Appendix B. The arbitrator shall be selected within forty-five (45) calendar days from the date of the appeal. Failure to contact the designated University official within the established time frame shall constitute a withdrawal of the appeal to arbitration.

2.

If the parties cannot agree to an arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. from the panels, the parties shall alternately strikeStrike: A strike is a temporary stoppage of work by a group of workers (not necessarily union members, although we have well-established unions at UCSC) to express a grievance or enforce a demand. A strike is initiated by workers in contrast to a lock out which is done by an employer. one name each from the list of statewide panel members. Unless the parties agree otherwise, the party selecting first shall be determined by the flip of a coin. The remaining name shall be designated as the arbitrator.

3.

At the Pre-ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. Conference, the parties shall:

a.

Select an arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. from Appendix B - Panel of Arbitrators in accordance with K.1. above;

b.

Discuss all arbitrability claims raised by the University, if any, with the goal of resolution;

c.

Discuss the merits of the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., with the goal of resolution.

d.

Discuss and decide engaging in grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. mediation in accordance with Section Mf. below.

4.

At the time the University and the UAW schedule the Pre-ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. Conference, each party shall identify the names of the participants.

5.

If the arbitrability issues are not resolved, the parties shall set the dates for the briefing schedule, inform the arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. of the process for resolving arbitrability, and request provisional dates for a hearing on the merits should a hearing be needed. Such hearing shall take place after the arbitrator's decision on arbitrability and at least four weeks before the arbitrator's cancellation deadline.

6.

If arbitrability is resolved, but the merits are not settled, the matter shall go forward to a hearing.

7.

Following the Pre-ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. Conference, the UCOPUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. Representative shall notify the Union whether the Office of the President shall remand the case to the location or retain the case at the Office of the President.

8.

Within sixty (60) calendar days from selection, the parties shall attempt to agree to a hearing date, but if they are unable to agree, the authority for scheduling a hearing date shall reside with the arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC..

L. BIFURCATION

1.

The University shall be precluded from raising arbitrability claims if it has not done so by the Step 3 response, unless such issues arise after the Step 3 response is issued. Arbitrability claims must include facts and arguments to substantiate such claims.

2.

The arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. process shall be bifurcated where the University and Union do not resolve properly made arbitrability claims at the pre-arbitration conference.

3.

Any party requesting a hearing on the issue of arbitrability, must do so within seven (7) business days of selecting an arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC.. If such a request is not made within seven (7) business days of choosing an arbitrator, the issue of arbitrability shall be resolved by briefs, not hearing.

4. Written Briefs

The issue(s) of arbitrability shall be resolved in a written decision based on arguments submitted by the parties prior to and separate from the hearing (if any) on the merits of the claim. Such arguments shall be submitted to the arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. in brief form according to the following schedule:

a.

The University shall submit its brief no later than thirty (30) calendar days from selection of an arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. at the pre-arbitration conference.

b.

The Union shall submit its response brief no later than thirty (30) calendar days from receipt of the University's brief.

c.

The arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. shall issue their response no later than thirty (30) calendar days from receipt of the Union's brief.

5.

If the University fails to meet the timeline, it is precluded from making arbitrability claims, and the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. shall proceed to a hearing on the merits.

6.

If the Union fails to submit a response brief, the arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. shall issue a ruling based on the record from the University's brief.

7. Hearing on Arbitrability

Where a party timely requests a hearing on arbitrability, such hearing shall be held. If a hearing on arbitrability has been timely requested, the moving party shall contact the arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. within five (5) calendar days of making such a request to request two (2) dates (or sets of dates) for a separate hearing on arbitrability and a hearing on the merits which shall take place after the arbitrator's decision on arbitrability and at least four weeks before the arbitrator's cancellation deadline. If the moving party does not request two (2) dates (or sets of dates) for separate hearings within five (5) days of requesting a hearing on arbitrability, the issue of arbitrability shall be resolved by briefs, instead of a hearing.

8.

If the arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. finds the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. to be not arbitrable, the substantive facts of the case need not be heard and the grievance shall be denied. If the arbitrator finds in favor of arbitrability, the hearing shall proceed to the substantive issues raised.

M. MEDIATION (optional step)

The parties may mutually agree to engage in grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. mediation and request a state mediator or choose a different arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. from the panel to serve as a mediator in order to resolve cases prior to a hearing. Mediation shall occur at least four (4) weeks before the arbitrator's cancellation deadline, unless another timeline is mutually agreed to. However, if the parties agree to engage in grievance mediation, nothing in this paragraph shall supplant the grievance process timelines from continuing, unless mutually agreed by the parties. If a settlement is reached in grievance mediation, the settlement shall be in writing and signed by the parties. Such agreement shall not be precedent-setting.

N. PROCEDURAL/EVIDENTIARY ISSUES AT HEARING

1.

At least seven (7) calendar days prior to the arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. the parties shall exchange lists of known witnesses and discuss exhibits.

2.

During the hearing the parties shall have the opportunity to examine and cross- examine witnesses under oath and to submit relevant evidence. Issues and allegations shall not be introduced at the hearing unless they were introduced prior to or during Step 2 of the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. procedure.

3.

Upon request by either party but not upon the arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC.'s own motion, the arbitrator shall have the authority to subpoena relevant documents and/or witnesses.

4.

The arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. hearing shall be closed to anyone other than the participants in the hearing unless the parties agree otherwise in writing.

5.

In all cases appealed to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. except for actions taken pursuant to Article 8, Discipline and Dismissal, the UAW shall have the burden of proceeding and the burden of proof. In all cases, the burden of proof is preponderance of the evidence.

6.

Hearings shall be held in-person, unless the parties agree to conduct the arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. hearing remotely using virtual platforms. If there is no agreement by the parties on the modality of conducting the hearing, the decision shall be made by the arbitrator and shall be final.

O. SCOPE OF ARBITRATOR'S AUTHORITY

1.

The arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. shall consider the evidence presented and render a written decision within thirty (30) calendar days of the close of the record of the hearing. The arbitrator's decision will set forth the findings of fact, reasoning, and conclusions on issues submitted by the parties. The arbitrator's authority shall be limited to determining whether the University has violated arbitrable provisions of this contract and to ordering corresponding remedies. The arbitrator shall not have jurisdiction or authority to add to, amend, modify, nullify, or ignore in any way the provisions of this contract nor shall the arbitrator have the authority to review any academic judgment. To the extent that the University's action is based upon academic judgment, the arbitrator shall have no authority or jurisdiction to substitute their judgment for that of the University and its agents.

2.

If the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. is sustained in whole or in part, the remedy shall not exceed restoring to the grievant the pay, benefits or contractual rights lost less any compensation from any source including but not limited to Workers'Compensation, Unemployment Compensation or other employment. In arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. cases involving the Health and Safety Article, the arbitrator may order the University to cease violations of the Health and Safety Article. The arbitrator shall not have authority to order specific remedies for health and safety violations involving expenditures for structural modifications nor shall the arbitrator have the authority to order such a remedy for the purchaseor rental of equipment in excess of $\$ 500$ unless there are available specifically budgeted funds for the particular efforts which may be necessary to comply with the order. The decision and award of the arbitrator shall be final and binding upon the parties to the contract and the ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.. The University will not be liable for back wages or other monetary reimbursement for:

a)

any period of time during which an extension of the time limits has been granted at the request of the UAW;

b)

any period of time greater than thirty (30) calendar days prior to the date the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. was filed pursuant to this article.

3.

The arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC.'s fees and the costs of transcripts requested by the arbitrator or both parties shall be equally borne by the parties. Costs for transcripts requested by only one party, shall be borne by the requesting party.

4.

Unless the parties mutually agree otherwise, the party that cancels or postpones an arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. will be liable for any cancellation/postponement fees charged by the arbitrator or court reporter.

P. RELEASE TIME FOR ARBITRATION FOR THE ASE GRIEVANT AND ASE REPRESENTATIVE

1.

The parties shall endeavor to schedule arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. hearings which do not conflict with the bargaining unit assignments of the grievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. or the grievant's representative which cannot be rescheduled. If arbitration hearings occur when the grievant, or the grievant's representative have bargaining unit assignments which cannot be rescheduled, the parties with the unresolved scheduling conflict shall be eligible to receive leave with pay for the period of the assignments which cannot be rescheduled, provided the request for such leave is made at least fifteen (15) calendar days in advance of the hearing date.

2.

The parties will make efforts to schedule the testimony of ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. witnesses when the ASE witnesses do not have bargaining unit assignments that cannot be rescheduled. ASE witnesses who are called by the parties to testify shall be eligible to receive leave with pay only for time required for testifying when the ASE has a bargaining unit assignment which cannot be rescheduled, if the request for such leave is made at least fifteen (15) calendar days in advance of the hearing.

Q. APRBITRATOR PANEL

1.

The parties agree that there will be a standing panel of seventeen (17) arbitratorsArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. to hear arbitration cases scheduled for hearing pursuant to the provision of this article. If agreement cannot be reached on all seventeen (17) arbitrators, the remaining number needed to complete the panel will be selected alternately by the parties.

2.

The procedure for modifying the panel shall be as follows:

a.

Each party shall have the right to eliminate up to two (2) arbitratorsArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. from the panel once each calendar year. The party exercising this right shall notify the other party in writing of the name(s) of the arbitrator(s) to be stricken from the panel.

b.

In replacing an arbitratorArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. who has been eliminated, declined to participate or who has resigned, or in adding (an) arbitrator(s) to complete the panel, the parties will exchange nominations within sixty (60) calendar days. The party selecting first shall be determined by the flip of a coin. Any arbitrator eliminated in Section Q.2.a above may not be placed on the panel again.

c.

The parties shall jointly send letters to arbitratorsArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. chosen for placement on the standing panel and shall request that they agree to participate and comply with the provisions of this agreement.

Article 13 - Health And Safety

In compliance with campus health and safety policies and procedures, the University shall make reasonable attempts to maintain in safe working condition the assigned workplace and equipment required to carry out assigned duties.

Article 14 - Health Benefits

A.

Eligible ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may participate in a University-sponsored student health insurance plan to the same degree other eligible students at that campus participate. University-sponsored student health insurance plans include the multi-campus UC Student Health Insurance PlanUC Student Health Insurance Plan: UCSHIP is a health insurance plan for UC students provided through UCOP. Some UC campuses do not use UCSHIP for graduate student workers, instead opting for campus-by-campus Graduate Student Health Insurance Plans. (UC SHIP) administered by the UC Office of the PresidentUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. , and Graduate Student Health Insurance Plans administered by specific campuses who have elected not to participate in UC SHIP.

B.

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who is a registered graduate student with ASE appointment(s) or other eligible academic appointments totaling 25% or more of full-time for a given term in a State-supported or Self-Supporting Program is eligible to receive remission of premiumInsurance premium: The baseline monthly fee paid for insurance coverage regardless of the care received. for a University-sponsored student health insurance plan. An ASE is eligible to receive only one premium remission per term. In the event premiums increase, the University will continue to provide 100% premium remissions to eligible ASEs.

C.

The University-sponsored student health insurance plans are student health insurance programs for registered students, and the eligibility for and the availability of these programs are not related to a student's status as an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.. The parties acknowledge that the terms of the plans, including coverage, carriers, premiumInsurance premium: The baseline monthly fee paid for insurance coverage regardless of the care received. rates, or other program provisions, are not a term and condition of employment for an ASE.

D.

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who is eligible to receive a health insurance premiumInsurance premium: The baseline monthly fee paid for insurance coverage regardless of the care received. remission through an ASE appointment, or through a combination of GSRGraduate student researcher: Academic worker position for graduate students who do paid research for the university. Until 2025, GSRs have a separate contract from ASE's, but their contracts will be merged in the next baraining cycle. and ASE appointments, is also eligible to receive 100% premium remission for their child dependents if the ASE's income exceeds the designated Medi-Cal eligibility threshold.

1.

If the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. has a spouse, and the combination of their income places the ASE's family over the designated Medi-Cal eligibility threshold then the ASE is not eligible for the child dependent premiumInsurance premium: The baseline monthly fee paid for insurance coverage regardless of the care received. remission.

2.

Eligible child dependents are defined by UCSHIPUC Student Health Insurance Plan: UCSHIP is a health insurance plan for UC students provided through UCOP. Some UC campuses do not use UCSHIP for graduate student workers, instead opting for campus-by-campus Graduate Student Health Insurance Plans. plan regulations.

E.

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who is not a registered student and who is not eligible to participate in a University-sponsored student health insurance plan will be eligible to participate in the non-student University Health Insurance program in the same manner as non-represented, non-senate academic employees.

1)

Eligibility to participate in the employee University Health Insurance Program will be in accordance with the University Health Program provisions.

2)

Costs of the University Health Insurance Program in excess of the University contribution will be borne by the employee and will be paid in accordance with the program provisions.

3)

During the term of this agreement, the University has the sole discretion to alter the terms of the program including but not limited to coverage, carriers, contribution rates or other program provisions.

F.

The University and the UAW shall meet twice a year to discuss the University sponsored student health insurance plans. Appropriate topics for discussions are those health insurance related issues that apply to ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. including systemwide participation in UCSHIPUC Student Health Insurance Plan: UCSHIP is a health insurance plan for UC students provided through UCOP. Some UC campuses do not use UCSHIP for graduate student workers, instead opting for campus-by-campus Graduate Student Health Insurance Plans., potential changes in benefits, deductibles, and co-pays. The University agrees to provide up to 4 hours of paid release time (including travel) to one ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. per campus for the purpose of attending systemwide meetings. The first such meeting shall take place during the first quarter of fiscal year 2023-2024.

Article 15 - Holidays

A.

The University observes the following days as holidays:

1.

January 1

2.

Third Monday in January (Martin Luther King's Birthday)

3.

Third Monday in February (President's Day)

4.

Last Friday in March (Cesar Chavez Day)

5.

Last Monday in May (Memorial Day)

6.

June 19, or announced equivalent, (Juneteenth Federal Holiday)

7.

Fourth of July

8.

First Monday in September (Labor Day)

9.

November 11 (Veteran's Day)

10.

Thanksgiving Day

11.

Friday following Thanksgiving Day

12.

December 24

13.

December 25

14.

December 31

B.

Official holidays are those holidays as set forth annually in the campus calendar.

C.

Unless alternate days are designated by the University, when a holiday falls on a Sunday, the following Monday is observed; and when a holiday falls on Saturday, the preceding Friday is observed.

D.

The University reserves the right to establish additional holidays.

E.

The University shall not require an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. to attend lecture, hold office hours, grade, tutor, proctor, prepare, consult or teach class, section, or lab on designated holidays.

Article 16 - Immigration

A.

No Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. ("ASE") covered by this Agreement shall suffer any loss of seniority or compensation, due to any legal changes in the ASE's name or social security number.

B.

The University will request that a federal immigration agent or a Department of Homeland Security (DHS) agent comply with legal requirements before they may be allowed to interrogate, search or seize the person or property of any ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. while the ASE is working on the University's premises and under the University's control. In the event that the University is served with a validly executed Search or Arrest warrant, the University shall arrange for a questioning of ASEs to occur in as private a setting as possible in the workplace. The University will notice the union if the University learns of an immigration investigation regarding an ASE.

C.

The University will furnish to any ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. terminated because they are not authorized to work in the United States of America, a copy of this Section of the Agreement.

D.

The University shall grant ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. leave time, in accordance with Article 18 Leaves, when given one weeks' prior notice to attend any appointments and/or hearings scheduled by federal immigration officials or the U.S. Department of State with respect to immigration or citizenship status of the employee, spouse, domestic partner, child or parent. The University may require proof of the appointment and/or hearings and proof of the family relationship.

E.

In the event that an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is not authorized to work in the United States of America and the ASE's employment is terminated for this reason, the University agrees to meet with the Union and the ASE to make reasonable efforts to reemploy the ASE for the following academic termAcademic term: An academic term (or simply "term") is a portion of an academic year during which an educational institution holds classes. At UCSC, each term is a quarter (10 weeks), except during the summer where the terms have various lengths.. If re-employed, the ASE would have to provide valid work authorization.

F.

Should any change in laws or regulations relevant to these procedures, including but not limited to repeal of DACADeferred Action for Childhood Arrivals: DACA is a United States immigration law that allows some people who arrived in the US as children without immigration status to receive a renewable two-year period of deferred action from deportation and to be eligible for a work permit., rescinding of TPS, travel bans, or any other change in immigration law or regulations, or a court ruling that sets forth any new interpretation pertaining to these procedures occur, then, at the union's request, the parties shall meet, in accordance with section $G$ below, to determine whether any adjustments to these procedures are necessary to comply with the new legal requirements. The University may need to comply with the law irrespective of its obligation to meet with the union.

G.

Joint Labor Management Committee - the University and the UAW shall use the labor management meeting process in accordance with Article 17 - Labor Management Meetings to discuss issues arising from this article.

Article 17 - Labor-Management Meetings

A.

The University and the UAW may schedule quarterly meetings following writtenrequest by either party. Agendas shall be mutually agreed to at least five (5) business days prior to the meeting. The purpose of the meeting shall be to discuss administration of this agreement and other related issues, excepting specific grievancesGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. as defined by this agreement.

B.

Upon written notice, the UAW may request to schedule up to 2 campus meetings per year. Such meeting(s) shall be scheduled and held within thirty (30) calendar days of such request, provided the UAW provides a written agenda no later than five (5) days prior to the meeting(s). The purpose of the meeting(s) shall be to discuss issues of concern to Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.; however, the University is not obligated to reach agreements that would alter the Agreement in any way. Further, issues which have a remedy in the Agreement shall be excluded from discussion.

Article 18 - Leaves

A. MILITARY LEAVE

ASEs who are called to active military service will be provided leave from their current positions to fulfill their military obligations to the extent required by applicable law. Military leave will be paid to the extent required by applicable law and/or applicable University policy.

B. PREGNANCY DISABILITY LEAVE

Under the California Pregnancy Disability Leave laws, ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. are entitled to unpaid leave for up to four months per pregnancy and/or reasonable accommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need. for pregnancy disability, childbirth, and related medical conditions. Notwithstanding the foregoing, a Pregnancy Disability Leave will not continue beyond the end date of the ASE's appointment. The University will maintain and pay for health insurance coverage (University-sponsored Student Health Insurance Plans, or other insurance for non-student ASEs, as applicable) for the duration of the leave, not to exceed four months in a 12-month period under the same conditions that coverage would otherwise have been provided by the University if the ASE had been in employment continuously for the duration of the leave.

C. SHORT-TERM LEAVE

1. Leave Eligibility

a.

Salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. with a 50% appointment who take a leave pursuant to Section C.2 shall be eligible for up to two (2) days of paid leave for quarter campuses and up to three (3) days of paid leave for semester campuses. The amount of paid leave will be prorated for salaried ASEs with appointments other than 50% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours)..

b.

When hourly ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. take a leave pursuant to Section C.2, it shall be unpaid.

2.

Upon request from an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors., and subject to the provisions of this article, the University will grant an ASE's reasonable request for leave of absence of appropriate duration due to:

a.

personal illness and/or disability;

b.

birth, adoption, or care of a child or family member as defined below in Section H;

c.

family emergencies; or

d.

appointments and/or hearings scheduled by federal immigration officials or the U.S. Department of State with respect to immigration or citizenship status of the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors., spouse, domestic partner, child or parent in accordance with Article 16 - Immigration.

3. Additional Short-Term Leave

Unpaid leave may be granted for periods beyond the terms of leaves in Section C.1, but shall not exceed the end of the appointment period. These leaves may be paid (in whole or in part) for reasons defined in Section C.2 and at the sole discretion of the department or hiring unit.

D. LONG-TERM LEAVE

1. Leave Eligibility

Salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who take a leave pursuant to Section D.2 shall be eligible for up to eight (8) weeks of paid leave per academic year.

2.

Upon request from an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. and subject to the provisions of this Article, the University will grant an ASE's reasonable request for long-term leave due to:

a.

The ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s serious health condition, as defined under the Family and Medical Leave Act (FMLA), or to care for a family member of the ASE, as defined in Section H, who has a serious health condition;

b.

To care for and bond with the newborn child or a child placed with the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. for adoption or foster care, provided that the leave is taken within twelve months of the birth or placement of the child with the ASE; or

c.

Pregnancy, childbirth or related medical conditions for the period prior to, during, and after childbirth.

3.

Whenever possible, leave should be requested at least thirty (30) calendar days in advance of the start date of the leave. The leave will not continue beyond the end date of the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s appointment.

4.

Any paid leave taken under Section D shall run concurrently with any leave taken under Section B above pursuant to California's Pregnancy Disability Leave laws.

5.

The paid leave provisions described in Section D run concurrently. An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. will have a maximum of eight (8) weeks of paid leave in an academic year, regardless of the number of qualifying events.

6.

The University will not retaliate against an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who takes a leave under this Section.

7. Additional Long-Term Leave

Unpaid leave may be granted for periods beyond the terms of leaves in Section D.1 at the sole discretion of the University but shall not exceed the end of the appointment period.

E. BEREAVEMENT LEAVE

The University will grant an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s reasonable request for bereavement leave due to the death of a family member as defined in Section H. The period of leave for bereavement shall be up to five (5) calendar days per occurrence. Salaried ASEs shall be granted up to five (5) calendar days pay for bereavement on those days the ASE was previously scheduled to work. Nothing in this Section shall preclude departments or hiring units from granting a longer period of paid bereavement leave when they determine the need to do so.

F. JURY DUTY

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall be eligible for a jury duty leave when summoned for required jury duty service. Jury duty leave is leave with pay. Verification of actual jury duty service shall be provided by the ASE to the University upon request. Jury duty leave will not continue beyond the end date of the ASE's appointment.

G. OTHER LEAVES

Other leaves, including, but not limited to, leave for service to government agencies and leave to attend professional meetings may be granted with or without pay at the University's sole discretion or if required by applicable law.

H. DEFINITION OF FAMILY MEMBER

Family member is defined as an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s parent, child, spouse, domestic partner, grandparent, grandchild, or sibling. Child means the ASE's biological child, adopted child, foster child, stepchild, legal ward, or a child for whom the ASE stands in loco parentisLoco parentis: The Latin term in loco parentis, which means “in place of a parent,” or “instead of a parent,” refers to situations in which someone other than a biological parent takes on the role of parent to a minor child without formally adopting the child., who is under 18 years of age or incapable of self-care because of a mental or physical disability. Parent includes the ASE's biological parent, foster parent, adoptive parent, stepparent, parent-in-law, legal guardian, or an individual who stood in loco parentis to the ASE when the ASE was a child.

I. REQUEST FOR LEAVE AND COVERAGE

In order to ensure proper coverage for leaves other than long-term leaves in Section D, ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. are expected to contact the supervisor to request leave as soon as the need for the leave becomes known but not less than one (1) working day in advance of the commencement of the leave unless the leave is for an unanticipated personal or family illness or bereavement. Requests for leave shall be made in writing with information about the nature of the leave and probable duration. Upon request, the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. will be required to provide appropriate documentation. While it is the University's responsibility to make arrangements for coverage, the ASE will assist as reasonably possible.

Article 19 - Management And Academic Rights

A.

All management functions, rights, and prerogatives, including, without limitation the exercise of academic judgment that have not been expressly modified or restricted by a specific provision of this Agreement, are retained and vested exclusively in the University and may be exercised by the University at its sole discretion. Such management functions and rights, and prerogatives include the right:

1.

to determine, establish, direct, and control the University's mission, objectives, priorities, organizational structure, programs, services, activities, operations and resources;

2.

to recruit, appoint, reappoint, not reappoint, and transfer unit members and to determine and modify the size and composition of the work force;

3.

to establish and administer procedures, rules and regulations, and direct and control University operations;

4.

to introduce new or improved methods, programs, equipment, or facilities or change or eliminate existing methods, equipment, or facilities;

5.

to determine the work location or relocation, reorganization, or discontinuance of operations;

6.

to determine and modify job qualifications, requirements, classifications, and descriptions;

7.

to determine or modify the number, scheduling, responsibilities, and assignment of ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. including to direct, assign, train, and otherwise supervise unit employees;

8.

to establish and modify standards of workplace conduct and to discipline or discharge unit members for just cause, subject to Article 8, Discipline and Dismissal;

9.

to establish, maintain, modify and enforce standards of workplace performance, conduct, order and safety;

10.

to determine the standards of workplace performance for ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. and establish and modify the processes and criteria by which unit members will be evaluated in their work performance;

11.

to establish and modify rules, regulations, and policies and safety procedures;

12.

to establish or modify the academic and work calendars, including holidays and holiday scheduling;

13.

to assign ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s individual work locations;

14.

to schedule hours of work;

15.

to recruit, hire, or transfer;

16.

to determine how and by whom instruction is delivered;

17.

to introduce new methods of instruction;

18.

to determine and manage campus housing pursuant to University policies;

19.

to determine cost and coverage of student benefits including health, dental, vision, and other medical insurance and prescription drug policies;

20.

to select all insurance carriers and to change carriers from time to time;

21.

to investigate and determine matters of sexual harassment, discrimination and personal misconduct;

22.

or to subcontract all or any portion of any operations;

23.

and to exercise sole authority on all decisions involving academic matters.

B.

Decisions regarding who is taught, what is taught, how it is taught and who does the teaching involve academic judgment and shall be made at the sole discretion of the University.

C.

The Agreement is limited to all matters within the "scope of representation." The collective bargaining agreement solely regulates the wages, hours, and terms and conditions of employment for ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors., pursuant to HEERAHigher Education Employer-Employee Relations Act: HEERA is a 1979 California law that established collective bargaining for employees of the UC (and other state universities).. With this understanding, the University retains sole discretion and authority over issues related to academic judgment and student matters, including but not limited to: academic standards for student admission; student grading, courses, curriculum, and degree requirements; research methodology, presentation, and publication; financial aid, tuition and fees; financial support to students, including, but not limited to application, selection, funding, administration, usage, accountability and termination and all matters related thereto; creation and/or continuation of all policies pertaining to unit members' status as students including Student Code of Conduct, student discipline, and student housing.

D. NON-EXCLUSIVITY

The above enumeration of management and academic rights is not exhaustive and does not exclude other management and academic rights not specified herein, nor shall the exercise or non-exercise of rights constitute a waiver of any such rights by the University.

E. GRIEVANCE/ARBITRATION

No action taken by the University with respect to a management or academic right shall be subject to the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. or arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. procedure or collateral suit, unless the exercise thereof violates an express written provision of this agreement.

Article 20 - No Strikes

A.

During the term of this agreement or any written extension thereof, the University agrees that there shall be no lockoutsLockout: "A lockout is a temporary withholding or denial of employment initiated by an employer during a labor dispute to gain concessions or resist worker demands." (Source: https://www.findlaw.com/employment/wages-and-benefits/labor-strike-faqs.html) by the University. The UAW, on behalf of its officers, agents, and members agrees that there shall be no strikesStrike: A strike is a temporary stoppage of work by a group of workers (not necessarily union members, although we have well-established unions at UCSC) to express a grievance or enforce a demand. A strike is initiated by workers in contrast to a lock out which is done by an employer., including sympathy strikes, stoppages or interruptions of work, or other concerted activitiesConcerted activity: A concerted activity is an action taken by multiple workers to address work-related issues. Concerted activity is protected (with some exceptions) and an employer cannot discharge, discipline, or threaten you for, or coercively question you about, this "protected concerted" activity. See https://www.nlrb.gov/about-nlrb/rights-we-protect/the-law/employees/concerted-activity which interfere directly or indirectly with University operations during the life of this agreement or any written extension thereof. The UAW, on behalf of its officers, agents, and members, agrees that it shall not in any way authorize, assist, encourage, participate in, sanction, ratify, condone, or lend support to any activities in violation of this article.

B.

Any employee who violates this article shall be subject to discipline up to and including termination of employment.

C.

The UAW shall immediately take whatever affirmative action is necessary to prevent and bring about an end to any concerted activityConcerted activity: A concerted activity is an action taken by multiple workers to address work-related issues. Concerted activity is protected (with some exceptions) and an employer cannot discharge, discipline, or threaten you for, or coercively question you about, this "protected concerted" activity. See https://www.nlrb.gov/about-nlrb/rights-we-protect/the-law/employees/concerted-activity in violation of this article. Such affirmative action shall include but not be limited to sending written notice by email or to the home address of all unit members engaged in prohibited activity informing them that the concerted activity is in violation of this article, that engaging in such activity may lead to disciplinary action, and stating that unit members engaged in prohibited activity must cease such activity and immediately return to work.

D. SYMPATHY STRIKES

1.

The UAW shall not call, promote or engage in a sympathy strikeStrike: A strike is a temporary stoppage of work by a group of workers (not necessarily union members, although we have well-established unions at UCSC) to express a grievance or enforce a demand. A strike is initiated by workers in contrast to a lock out which is done by an employer. in support of another UC union or bargaining unit.

2.

Under this section, individual ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. retain rights of free expression including their right to engage in activities in sympathy with other UC unions or bargaining units who are striking at the work location of the ASE. When ASEs exercise these rights and do not meet the expectation that they comply with the terms of their appointment, at the discretion of the University they may not be paid for work they do not perform and may be subject to discipline and dismissal.

E.

Nothing herein constitutes a waiver of the University's right to seek appropriate legal relief in the event of a violation of this article.

Article 21 - Non-Discrimination In Employment

A. GENERAL PROVISIONS

Within the limits imposed by law or University regulation, the University shall not discriminate against or harass any ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. on the basis of race, color, religion, marital status, national origin, ancestry, ethnicity, sex, gender (including pregnancy, childbirth, medical condition), sexual orientation, gender identity, gender expression, gender transition status, physical or mental disability, medical condition (cancer-related or genetic characteristics), genetic information (including family medical history), HIV status, ancestry, service in the uniformed services (including protected veterans), age, citizenship, political affiliation, and/or union activity. Likewise, the University shall not discriminate or retaliate against an ASE for requesting or taking Family and Medical Leave.

1.

For the purposes of this Article only,

a.

Service in the uniformed services includes service in the uniformed services as defined in the Uniformed Services Employment and Reemployment Rights Act of 1994 (USERRA), as well as state military and naval service.

b.

"Pregnancy" includes pregnancy, childbirth, and medical conditions related to pregnancy, and childbirth.

c.

"Gender expression" means a person's gender-related appearance or behavior, or the perception of such appearance or behavior, whether or not stereotypically associated with the person's sex assigned at birth.

d.

"Gender identity" is each person's internal understanding of their gender, or the perception of a person's gender identity, which may include male, female, a combination of male and female, neither male nor female, a gender different from the person's sex assigned at birth, or transgender.

e.

"Medical condition" means either any health impairment related to or associated with a diagnosis of cancer or health impairments related to genetic characteristics.

2.

If the UAW appeals a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. which contains allegations of a violation of this article which are not made in conjunction with the provision of another article that is arbitrable, the UAW's notice must include an Acknowledgement and Waiver Form signed by the affected ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.. The Acknowledgement and Waiver Form will reflect that the ASE has elected to pursue arbitration as the exclusive dispute mechanism for such claim and that the ASE understands the procedural and substantive differences between arbitration and the other remedial forum or forums in which the dispute might have been resolved, including the differences in the scope of remedies available in arbitration as compared to other forums. The timeline to appeal to Arbitration set forth in Article 12, Grievance and Arbitration, will be extended by 30 days for said grievances to enable the ASE to make an informed choice.

B. SEXUAL HARASSMENT

1.

The University of California is committed to creating and maintaining a community dedicated to the advancement, application and transmission of knowledge and creative endeavors through academic excellence, where all individuals who participate in University programs and activities can work and learn together in an atmosphere free of harassment, exploitation, or intimidation. The University prohibits sexual harassment and retaliationRetaliation: Retaliation is action such as discpline, discrimination, or dismissal taken against workers for union activities, such as strikes or filing complaints against the UC. There are laws that protect workers from retaliation in many cases. that violates law, this Article, and/or University policy (herein referred to as prohibited behavior). The University shall respond promptly and effectively to reports of prohibited behavior and shall take appropriate action to prevent, to correct, and when necessary, to discipline behavior that violates the law, this Article, and SVSHSexual Violence and Sexual Harassment: The UC's SVSH policy addresses the University’s responsibilities and procedures related to sexual violence, sexual harassment, retaliation, and other prohibited behavior. Policy.

2.

Sexual Harassment is when:

a.

Quid Pro Quo: A person's submission to or rejection of unwelcome sexual conduct is implicitly or explicitly made the basis for employment decisions, academic evaluation, or advancement, or other decisions affecting participation in a University program or activity; or

b.

Hostile Environment: Unwelcome sexual or other sex-based conduct is sufficiently severe or pervasive that it unreasonably denies, adversely limits, or interferes with a person's participation in or benefit from the education, employment or other programs and services of the University and creates an environment that a reasonable person would find to be intimidating or offensive.

3.

Sexual conduct includes sexual or romantic advances, requests for sexual favors, and other verbal, nonverbal or physical conduct of a sexual nature.

4.

Sexual harassment may include incidents between any members of the University community, including: administrators, faculty and other academic appointees (including ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.), staff, student employees, students, coaches, residents, interns, and non-student or non-employee participants in University programs (e.g., vendors, contractors, visitors, and patients); in hierarchical relationships and between peers, and; between individuals of any gender or gender identity.

5.

Where there is no conflict with this Agreement, the University's SVSHSexual Violence and Sexual Harassment: The UC's SVSH policy addresses the University’s responsibilities and procedures related to sexual violence, sexual harassment, retaliation, and other prohibited behavior. Policy and the Nondiscrimination Policy shall continue to apply to Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors..

C. RETALIATION PROHIBITION

1.

RetaliationRetaliation: Retaliation is action such as discpline, discrimination, or dismissal taken against workers for union activities, such as strikes or filing complaints against the UC. There are laws that protect workers from retaliation in many cases. is an adverse action against a person based on their report or other disclosure of alleged Prohibited Conduct to a University employee, or their participation in, refusal to participate in, or assistance with the investigation, reporting, remedial, or disciplinary processes provided for in University Policy and/or in this Article.

2.

An adverse action is conduct that would discourage a reasonable person from reporting Prohibited Conduct or participating in a process provided for in University Policy and/or in this Article, such as threats, intimidation, harassment, discrimination and coercion. RetaliationRetaliation: Retaliation is action such as discpline, discrimination, or dismissal taken against workers for union activities, such as strikes or filing complaints against the UC. There are laws that protect workers from retaliation in many cases. does not include Good faith actions lawfully pursued in response to a report of Prohibited Conduct (such as gathering evidence) and are not, without more, retaliation.

3.

The University prohibits retaliationRetaliation: Retaliation is action such as discpline, discrimination, or dismissal taken against workers for union activities, such as strikes or filing complaints against the UC. There are laws that protect workers from retaliation in many cases. against or by ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. based on their report of prohibited behavior or participation in, refusal to participate in, or assistance with the investigation, report, remedial, or disciplinary processes provided for in the SVSHSexual Violence and Sexual Harassment: The UC's SVSH policy addresses the University’s responsibilities and procedures related to sexual violence, sexual harassment, retaliation, and other prohibited behavior. Policy.

4.

The Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government. Offices responsible for investigations are listed at: http://sexualviolence.universityofcalifornia.edu/filing-report/index.html.

D. RESOLUTION PROCEDURES

Reports of alleged violations of Section A. or B.1-4. above and/or University Policy may be addressed through the complaint procedure and/or the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. procedure. Additionally, Alternative Resolution may be used at any time to address the issues. Formal Investigations may be initiated as part of the complaint resolution or grievance procedure.

1. Alternative Resolution:

ASE(s) and/or the Union and/or the University may seek Alternative Resolution at any time.

a.

After a preliminary assessment of the facts, the Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government. / EEOEqual Employment Opportunity: The Equal Employment Opportunity office is an office within the Equity & Equal Protection Office. Officer may initiate an Alternative Resolution process, which may include: mediation (except in cases of sexual violence); separating the parties; providing for safety; referring the parties to counseling; referral for disciplinary action; a settlement agreement; conducting targeted preventive educational and training programs; and conducting a follow-up review to ensure that the resolution has been implemented effectively.

b.

Only the Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government./EEOEqual Employment Opportunity: The Equal Employment Opportunity office is an office within the Equity & Equal Protection Office. Officer has the authority to initiate Alternative Resolution.

c.

If Alternative Resolution is unsuccessful, the Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government./EEOEqual Employment Opportunity: The Equal Employment Opportunity office is an office within the Equity & Equal Protection Office. Officer may initiate a formal investigation.

d.

Attempts at Alternative Resolution at the informal level do not extend the thirty (30) calendar day time limit to file a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract.. However, should a grievance be filed, the parties may agree in writing that the grievance be held in abeyance while alternative resolution is being considered or ongoing.

2. Interim Measures for Complainant(s)

a.

When the appropriate administrative officer has determined that a ComplainantComplainant: A complainant is a person who files a formal accusation or brings a formal charge against a respondent. has established a prima facie case of harassment and/or discrimination based on a protected category, the University shall implement interim measures when necessary. Such measures shall allow the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. to continue training in an environment free from harassment and/or discrimination based on a protected category.

b.

Interim measures available to ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may include, but are not limited to: change to a different workstation, schedule, work location, unit, department, or position for which the ASE is qualified provided that, in the case of a ComplainantComplainant: A complainant is a person who files a formal accusation or brings a formal charge against a respondent., the change is voluntary and equitable; training and education of the RespondentRespondent: A respondent is the defending party in certain legal proceedings or misconduct investigations.; no contact remedies.

3. Remedies

a.

Remedies available to ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may include, but are not limited to: change to a different workstation, schedule, work location, unit, department, or position for which the ASE is qualified provided that, in the case of the ComplainantComplainant: A complainant is a person who files a formal accusation or brings a formal charge against a respondent./GrievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., the change is voluntary and equitable; training and education of the RespondentRespondent: A respondent is the defending party in certain legal proceedings or misconduct investigations.; no contact remedies.

b.

The University shall implement appropriate remedies if a complaint and/or grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. is sustained, or as an alternative measure. Such remedies shall ensure that the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. continue training in an environment free from harassment and/or discrimination based on a protected category.

4. Representation

The ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. (as a ComplainantComplainant: A complainant is a person who files a formal accusation or brings a formal charge against a respondent., GrievantGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., RespondentRespondent: A respondent is the defending party in certain legal proceedings or misconduct investigations., or Witness) shall have the right to be represented by an advocate of their choice, including a Union representative, in the grievance, arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC., and/or complaint process.

5. Complaints/Claims

a.

Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may file a Complaint directly with the Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government. or Equal Opportunity Office responsible for investigations at each campus location.

b.

Nothing in this Article precludes Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. from filing a claim with an outside agency.

c.

For sexual harassment cases, the University will follow the University of California SVSHSexual Violence and Sexual Harassment: The UC's SVSH policy addresses the University’s responsibilities and procedures related to sexual violence, sexual harassment, retaliation, and other prohibited behavior. Policy.

6. Grievance Procedure

a.

If a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. is filed in accordance with Article 12 that includes an alleged violation of this Article, the University shall forward the allegation(s) to the Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government. / EEOEqual Employment Opportunity: The Equal Employment Opportunity office is an office within the Equity & Equal Protection Office. Officer for review. If the Title IX/EEO Officer determines an investigation is warranted, the Union and the University may agree in writing that the grievance, or a portion thereof, be held in abeyance while the investigation is ongoing.

b.

As soon as practicable, after the Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government./EEOEqual Employment Opportunity: The Equal Employment Opportunity office is an office within the Equity & Equal Protection Office. Officer receives the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., they will make an initial assessment to determine whether (i) the allegation(s) constitute a prima facie case of an act of prohibited behavior; and (ii) such conduct has a sufficient nexus to the University for it to intervene.

c.

The Title IXTitle IX: Title IX is a federal civil rights law in the United States that prohibits sex-based discrimination in any school or any other education program that receives funding from the federal government./EEOEqual Employment Opportunity: The Equal Employment Opportunity office is an office within the Equity & Equal Protection Office. Officer may implement interim measures, in accordance with section D.2. above.

d.

In the event that a formal investigation is conducted, the investigation shall be conducted in accordance with the SVSHSexual Violence and Sexual Harassment: The UC's SVSH policy addresses the University’s responsibilities and procedures related to sexual violence, sexual harassment, retaliation, and other prohibited behavior. Policy.

e.

When the University issues the report or otherwise concludes its review/investigation, the abeyance shall automatically terminate, and the Step 1 process shall resume.

f.

In any event, the parties recognize that having a fair investigation and proceeding to an arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. hearing on the merits with a completed investigation report (report of findings) is optimal. The parties may mutually agree to postpone the arbitration until the completed investigation report is available.

E. LACTATION SUPPORT

1.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall have access to spaces for the purpose of expressing and storing breast milk, which will be a locked private space that is sanitary and equipped with a table, comfortable chair and electrical outlet.

2.

If no such space exists in reasonable proximity to an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s work location, the department/hiring unit will designate an appropriate temporary space, which is not open to the general public, for the purpose of expressing and storing breast milk.

3.

The University will allow adequate time for an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. to express breast milk, with the understanding that the ASE will not disrupt classroom activities for this purpose.

4.

Within thirty (30) calendar days from ratification, the University shall provide information regarding the availability of lactation support on a campus website.

F. ALL-GENDER RESTROOMS

1.

The University and the Union recognize the importance of having safe and accessible campus restroom facilities.

2.

The University shall provide that all ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. have reasonable access to allgender restrooms within a reasonable distance to their work location, however, the University shall not be obligated to expend funds beyond minimal and incidental costs to provide reasonable access to all-gender restrooms.

3.

If assistance with access to an all-gender restroom is needed, the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. or the Union shall contact the department/hiring unit or campus Labor Relations office as soon as possible after receiving written notice of appointment in order to ensure reasonable access options are provided within a reasonable distance to the ASE's work location.

4.

Reasonable access may include, but is not limited to, section/class reassignments and/or schedule modifications, re-designating an existing restroom as all-gender, or placing the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. in an alternate appointment.

5.

The parties recognize that any delay in notifying the department/hiring unit or campus Labor Relations of the need for access to an all-gender restroom may limit the possible arrangements, particularly where class assignments have already been made and/or the term has already commenced.

6.

The University shall ensure that all single-occupancy restrooms will be designated as all-gender restrooms. "Single-occupancy restroom" is defined as a toilet facility with no more than one water closet and one urinal with a locking mechanism controlled by the user. Each all-gender restroom must have at least a sign on the door with a triangle within a circle, without gender pictograms.

7.

The University shall list the locations of all-gender restrooms on a campus website.

H. ADDITIONAL SUPPORT

ASEs may contact campus Labor Relations or the Union for additional support and/or assistance regarding provisions of this article.

Article 22 - Parking And Transit

A. GENERAL CONDITIONS

1.

The University and the UAW agree reducing the carbon footprint is a mutual goal.

2.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall be eligible to participate in a campus' parking and transit program, if any, in accordance with the provisions of each location's program on the same basis as similarly-situated employees. This includes, but is not limited to, pretax/payroll deduction options applicable if the ASE is eligible for such deductions due to their payroll and/or tax status.

B. ALTERNATIVE TRANSPORTATION

1.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. are encouraged to participate in alternative transportation programs, if offered, at each location including shuttles, public transportation, bicycle programs, carpool programs and other alternative transportation programs.

2.

The University shall move toward enhanced transit programs as follows:

a.

Within 12 months of ratification:
1)
Ensure all locations make pre-tax programs available to eligible employees paid regular wages through UC PATH to pay for transit options.
2)
Access to a UC-negotiated e-bike purchase discount program, minimally at fifteen percent (15%), with the goal of twenty percent (20%), below the published retail price for the same bike from the same retailer, subject to appropriate participation in the program. UAW commits to encouraging its bargaining unit members to take advantage of such program through its regular channels of communication.
3)
As a public transit allowance, the University will double match the bargaining unit employee's contribution up to thirty dollars (\$30) per month into the pre-tax account referenced in section 1) above according to the following schedule:
Employee Contribution University Double Match Monthly Total
$5 $10 $15
$10 $20 $30
$15 $30 $45
Bargaining unit members at locations which provide access to a no-cost transit pass, as outlined in Section E below (including as part of student fee remissionPartial Fee Remission: The ASE and GSR contracts guarantee "partial fee remission" when workers work 50% or more. The "partial" part of the name is a misnomer, since it covers all campus fees.), shall not receive this double matching allowance. The Lawrence Berkeley National Laboratory will be included to the extent permitted by the terms of its Department of Energy contract related to cost allowability.

b.

Within 24 months of ratification: Bargaining unit access to enhanced UC Travel measures to reduce the impact of university business travel on carbon emissions, including more accurate carbon impact estimates of travel itineraries and access to discounted electric vehicle rentals.

c.

Within 36 months of ratification: Best efforts by UC to negotiate reduced-fee or no-fee access to the appropriate regional transit system(s) for each location, pursuant to Section E below, where practicable.

C. NOTICE

The University reserves the sole right to establish and change parking and transit rates, open and close lots and modify parking and transit conditions and regulations. The University shall provide thirty (30) calendar days' advance written notice to the UAW of any proposed change or increase in parking and transit rates. The University shall meet upon request of the UAW to discuss and receive comments regarding any proposed change in parking and transit rates.

D. LABOR-MANAGEMENT MEETING ON TRANSIT

1.

No later than six (6) months after ratification of this Agreement, at the request of the union, the Labor-Management Meeting on Transit ("Meeting") will be convened on a campus basis for the purpose of discussing ways to enhance bargaining unit member access to transit programs to commute to and from the University location.

2.

The parties may invite guests, including, but not limited to, subject matter experts, provided there is notice and mutual agreement.

3.

The University and UAW shall mutually agree upon an equal number of representatives for each party. The Meeting shall be limited to two (2) hours unless the parties mutually agree otherwise. Bargaining unit employees serving on the Labor-Management Meeting on Transit shall be provided release time for time they would have otherwise worked on that day for the purpose of attending the Meeting, provided there is notice in accordance with Article 10 -Labor- Management Meetings.

4.

The parties shall propose agenda items for the Meeting no later than seven (7) calendar days prior to the Meeting. If there are no agenda items proposed, the Meeting shall be canceled or rescheduled.

5.

While the Labor-Management Meeting on Transit is intended to cover ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors., nothing shall preclude the parties from agreeing to combine the Meeting with that of other UAW units.

E. REGIONAL TRANSIT SYSTEM PASS CHART

Campus Transit Pass Classification
UC Berkeley Student Easy Pass (AC Transit/Bear Transit)
UC Davis SacRT Connect Card
UC San Francisco Clipper "A" Pass: Muni (includes Cable Car) + BART within SF
Lawrence Berkeley National Laboratory LBNL Shuttle
For ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. Only: Student Easy Pass (AC Transit/Bear Transit)
UC Merced MTA (The Bus) 31 Day Fixed Route Pass
UC Santa Cruz 31 Day METRO Pass
UC Santa Barbara MTD Monthly Pass
UC Los Angeles Bruin Grad Pass
UC Riverside RTA U-Pass Program
UC Irvine OCTA 30-day Pass UC San Diego COASTER Pass
UC San Diego FaST Pass or COASTER Pass

Article 23 - Posting

A. CAMPUS WIDE POSTING OF APPOINTMENT OPPORTUNITIES

By March 15th of each year, the University shall post any available information regarding ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. appointment opportunities for the following academic year on the central campus website. Sixty (60) days before the commencement of each academic year, departments and hiring units shall post on the website available positions within the department for that year. Should new positions become available, they shall be posted within fourteen (14) days. The website shall contain the following information:

1.

The projected number of available ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. positions by department/hiring unit that the University anticipates for the following academic year. This projection is not a guarantee of the actual number of ASE positions that will be available or filled;

2.

An employment non-discrimination statement;

3.

A general description of the duties performed by each of the classifications covered by the agreement;

4.

The "minimum qualifications" by classification as established by and at the sole discretion of the University;

5.

A statement indicating that exceptions to the minimum eligibility qualifications may be granted at the sole discretion of the University; and

6.

The application procedures or hiring unit contact person for ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. positions.

B. POSTING AT THE DEPARTMENT LEVEL

Nothing in this article or in this agreement shall prevent departments or other campus hiring units from providing additional information regarding ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. employment opportunities on bulletin boards or other web sites. For those departments and hiring units that have formal written guidelines regarding hiring for and allocations of ASE positions, the guidelines will be posted. Changes in written guidelines shall be posted prior to implementation.

Article 24 - Reasonable Accommodation

A. GENERAL PROVISIONS

In a manner that is consistent with applicable law, the University shall provide reasonable accommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need. to qualified Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who are disabled or become disabled and need assistance to perform the essential functions of their jobs. This section shall not be construed as a guarantee of a specific form of accommodation. The interactive process shall be used to determine what, if any, reasonable accommodation will be made and to monitor the continuing effectiveness of the accommodation.

B. MEDICAL DOCUMENTATION

When requested by the University, the Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is responsible for providing the University with medical documentation identifying functional limitations and how such limitations affect the Academic Student Employee's ability to perform the essential functions of the job. The University may require that an Academic Student Employee be examined by an appropriate University-appointed licensed health care provider. In such a case, the University shall pay the costs of the University-appointed health care provider.

C. THE INTERACTIVE PROCESS

1.

When an Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. requests reasonable accommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need. for a disability or the University has reason to believe that a reasonable accommodation is needed, the parties will engage in the interactive process, which is an ongoing dialogue between the Academic Student Employee and appropriate University representatives (e.g., supervisor, departmental administrator, department or unit head, and/or disability management representative) about possible options for reasonably accommodating the Academic Student Employee's disability. The Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may bring a union representative to the interactive process. This process shall occur as soon as practicable. Options for reasonable accommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need. may include, but are not limited to: assistive devices; modification of existing facilities; restructuring the job to eliminate non-essential job functions; and leaves of absence. Both the University and the Academic Student Employee are expected to participate in the interactive process in good faith, which includes engaging in timely communications regarding possible reasonable accommodation.

2.

During the interactive process, the University considers information related to: the essential functions of the job; the Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s functional limitations; possible accommodations; the reasonableness of possible accommodations; and issues related to the implementation of a reasonable accommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need.. This information will be used by the University to determine what, if any, reasonable accommodation will be made. If able to, the University will present multiple options for the ASE to consider, however the University will determine which accommodation(s) will be implemented.

a.

The University will consider reasonable accommodationsReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need. that would enable the Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. to continue (or resume) performing the essential functions of their assigned position for the duration of the appointment, which may include a temporary alternate position.

b.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. may bring a support person to the interactive process meeting which could include a union representative.

c.

The University is not obligated to implement an accommodation that would present an undue hardship.

D. TEMPORARY WORK ADJUSTMENT

If the Interactive Process is initiated in accordance with Section C above, the supervisor/department administrator, in consultation with the disability management team, may assist in a temporary work adjustment until the Interactive Process is completed.

Article 25 - Respectful Work Environment

A. GENERAL CONDITIONS

1.

The University and UAW are jointly committed to promoting and maintaining a work environment that is healthy and free of Abusive Conduct, in which every employee and member of the University community is treated with respect.

2.

The Parties mutually acknowledge that Abusive Conduct creates an intimidating environment and may interfere with an employee's work. These behaviors may occur in, but are not limited to, situations in which one person has authority over another and situations involving peer-topeer interactions.

3.

The University and UAW shall strive to foster an environment in which employees feel comfortable making reports of Abusive Conduct in good faith. The Parties also commit to prohibiting retaliationRetaliation: Retaliation is action such as discpline, discrimination, or dismissal taken against workers for union activities, such as strikes or filing complaints against the UC. There are laws that protect workers from retaliation in many cases. against any person who reports Abusive Conduct or participates in any related investigation or other process in good faith.

B. DEFINITION OF ABUSIVE CONDUCT

1.

Abusive Conduct is harassing or threatening behavior that is sufficiently severe, persistent, or pervasive conduct in the workplace that denies, adversely limits, or interferes with an employee's participation in or benefit from University employment. The Conduct creates an environment, whether intended or not, that is objectively intimidating or offensive and unrelated to the University's legitimate educational, employment, and business interests.

2.

Such conduct shall be evaluated on a case-by-case basis, taking into account the circumstances of the parties, relationship between the parties (including power imbalance); the frequency, nature and severity of the alleged conduct; whether the conduct was physically threatening; and whether the conduct may be protected. A single act may constitute Abusive Conduct if especially severe or egregious.

3.

Exercising Academic Freedom (e.g. comments about scholarship, instruction within the classroom, different approaches to curriculum, opposing opinions about policy issues, or academic achievement), as such, is distinct from and does not constitute Abusive Conduct.

4.

Differences of opinion, miscommunication, differences in work styles, business disagreements handled professionally, interpersonal conflicts, and occasional problems in working relations are an inevitable part of working life and do not necessarily constitute Abusive Conduct.

C. EXAMPLES OF ABUSIVE CONDUCT

1.

Examples of Abusive Conduct may include, but are not limited to, the following types of behavior:

a.

Use of abusive, insulting, or offensive language (written, electronic, or verbal),

b.

Spreading false information or malicious rumors,

c.

Behavior, language, or gestures that frighten, humiliate, belittle, or degrade, including criticism or feedback that is delivered with yelling, screaming, threats, implicit threats, or insults,

d.

Encouraging others to act, singly or in a group, to intimidate or harass other individuals,

e.

Making inappropriate comments about a person's appearance, lifestyle, family, culture, country of origin, visa status, religious/spiritual/philosophical beliefs, or political views in a manner not covered by the University's policies prohibiting discrimination,

f.

Teasing or making someone the brunt of pranks or practical jokes,

g.

Inappropriately interfering with a person's personal property or work equipment,

h.

Circulating inappropriate photos, videos, or information via e-mail, social media, or other means,

i.

Making unwanted physical contact or inappropriately encroaching on another individual's personal space, in ways that would cause discomfort and unease, in a manner not covered by the University's Sexual Violence and Sexual HarassmentSexual Violence and Sexual Harassment: The UC's SVSH policy addresses the University’s responsibilities and procedures related to sexual violence, sexual harassment, retaliation, and other prohibited behavior. policy,

j.

Purposefully excluding, isolating, or marginalizing a person from normal work activities for non-legitimate business purposes,

k.

Repeatedly demanding of an individual that the individual do tasks or take actions that are inconsistent with that individual's job, are not that individual's responsibility, for which the employee does not have authority, or repeatedly refusing to take "no" for an answer when the individual is within the individual's right to decline a demand, pressuring an individual to provide information that the individual is not authorized to release (or may not even possess),

l.

Making inappropriate threats to block a person's academic advancement, opportunities, or continued employment at the University,

m.

Sabotaging or undermining a person's work performance.

2.

Abusive Conduct does not include per se exercising appropriate supervision of employees, conducting appropriate performance management, or providing appropriate feedback, including but not limited to the following:

a.

Providing performance appraisals to employees, including negative appraisals,

b.

Delivering constructive criticism,

c.

Coaching or providing constructive feedback,

d.

Grading student performance, including negative assessments,

e.

Monitoring or restricting access to sensitive and confidential information for legitimate business reasons,

f.

Scheduling regular or ongoing meetings to address performance issues,

g.

Setting ambitious performance goals to align with departmental goals,

h.

Investigating alleged misconduct or violation of University policy,

i.

Counseling or disciplining an employee for performance, engaging in misconduct, or violating University policy,

j.

Engaging in assertive behavior,

k.

Having a disagreement,

l.

Making statements or articulating positions on controversial issues,

m.

Participating in debates and expressing differences of opinion about academic decisions,

n.

Participating in a formal complaint resolution or grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. process.

3.

Where there is no conflict with this Agreement, definitions or examples in the University's Abusive Conduct in the Workplace Policy shall continue to apply upon the effective date of the Policy.

D. REPORTING COMPLAINTS

1.

Complaint procedures pertaining to Respectful Work Environment are covered by the University's Abusive Conduct in the Workplace Policy ("Policy"). If there is a conflict between such Policy and this Agreement, the Agreement shall govern.

2.

Reports of violations of this Article shall be made to the campus designated office(s) (listed in Appendix H). The campus designated office(s) shall, without undue delay, determine within a reasonable period of time whether there is cause to believe that a violation of this Article has occurred. If the campus designated office(s) determines that a formal investigation will occur, the campus designated office(s) may implement interim measures, if necessary.

3.

If a grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. is filed alleging violations of this Article, the Union and University may agree in writing that the grievance, or portion thereof, be placed in abeyance, pending the outcome of the investigation, if any. If there is no investigation, the grievance shall proceed in accordance with Article 12 - Grievance and ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC..

E. LOCAL POLICIES

Until a systemwide Policy is established, local policies and guidelines shall control, where applicable. References to "Policy" in this Article shall refer to these local policies, until local policies are superseded by the systemwide Policy.

Article 26 - Severability

If any provision of this agreement is found to be contrary to law by a court of competent jurisdiction, such provision shall be of no force or effect; but the remainder of this agreement shall continue in full force and effect. The parties shall meet and confer in good faith with respect to any provision found to be in contravention of the law.

Article 27 - Summer Session

A. WAGES

1. Teaching Assistant, Teaching Fellow, Graduate Student Instructor, Associate Instructor

A Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC., Teaching Fellow, Graduate Student InstructorGraduate Student Instructor: or Associate Instructor, who is not an Instructor of Record who has a 50% appointment during summer session, shall be compensated at the rate resulting from dividing the academic termAcademic term: An academic term (or simply "term") is a portion of an academic year during which an educational institution holds classes. At UCSC, each term is a quarter (10 weeks), except during the summer where the terms have various lengths. gross salary by the maximum workload of 220 hours (quarter) or 340 hours (semester) and multiplying the result by 120 hours (for a six-week summer session). This compensation rate shall apply proportionately to other percent appointments and/or to summer sessions of different lengths. ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. and groups of ASEs who are currently paid at a rate greater than this in summer 2007 shall continue to be paid on that basis (plus any additional wage increases that ASEs in the unit received in the previous academic year).

2. Instructors of Record

During the term of this contract, the University shall maintain the status quo on its method for compensating Instructors of Record in the summer session.

3. Reader, Remedial Tutor, Tutor, Special Reader

The hourly rate for an appointment in these classifications shall at a minimum be the hourly rate in effect for the preceding academic year.

4. Proportionate Application

Salaries may be applied proportionately to other percent appointments and/or with the exception of UC Santa Barbara, to summer sessions of different lengths. A summer session appointment will be as defined in Section F. of this article.

B. APPLICABLE ARTICLES

The following articles apply to ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who are employed in the summer session: Recognition, Child Care, Classifications, Defined Contribution PlanDefined Contribution Plan: Defined Contribution Plan is a retirement plan for UC emplyees. There are two components "DC Plan Safe Harbor" and and "DC Plan Voluntary Contributions"., Definitions, Discipline and Dismissal, Emergency Layoff, Employment Files and Evaluations, GrievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. and ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC., Health and Safety, Holidays, Immigration, Labor Management Meetings, Leaves, Management and Academic Rights, No StrikesStrike: A strike is a temporary stoppage of work by a group of workers (not necessarily union members, although we have well-established unions at UCSC) to express a grievance or enforce a demand. A strike is initiated by workers in contrast to a lock out which is done by an employer., Non-Discrimination in Employment, Parking and Transit, Reasonable AccommodationReasonable accommodation: A reasonable accommodation is an adjustment made in a system to accommodate or make fair the system for a person based on a proven need., Respectful Work Environment, Severability, Training and Orientation, Travel, Union Access and Rights, Union Security, Waiver, Wages, Workspace and Instructional Support, and Duration. The remainder of the articles in this agreement do not apply to ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who are employed in the summer session.

C. APPOINTMENT NOTIFICATION

1. General Provisions

a.

An Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. (ASE) appointment is established only by the issuance of an official Written Notice of Summer Session Appointment as provided in this Article in C.2 below.

b.

These requirements include satisfying work eligibility requirements for U.S. citizens and non-citizens, where applicable, and the timely submission of all documents required by the University to process a request for work authorization.

2.

The University shall provide Written Notice of Summer Session Appointment to individuals offered an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. summer session appointment via email or other electronic systems. When a position becomes available more than thirty (30) calendar days in advance of the assignment the ASE shall receive Written Notice of Summer Session Appointment no less than thirty (30) calendar days before the start of the assignment. In cases in which a position becomes available less than thirty (30) calendar days before the commencement of summer session, Written Notice of Summer Session Appointment will be made as soon as possible. The Notice shall include, but shall not be limited to: appointment title; summer session/hiring unit contact; academic department/program, if known; effective dates; salary/wages; appointment percentage (or range of hours); response requirements, if any; a statement that the position is covered by a collective bargaining agreement between the parties; a statement that the name and department address of all ASEs are released to the UAW; and a direct link to the UAW website containing the Membership Election Form.

3.

The Written Notice of Summer Session Appointment will also include the following if known: academic department/program, faculty member or supervisor to whom the individual will report, the location where the work will be performed, course assigned, general job responsibilities and other information as deemed appropriate by the University. If the information is not known and available at the time the appointment notification is provided by the summer session hiring department, this information will be communicated at a later time by the University and if practical the information will be provided in writing.

D. APPOINTMENT SECURITY

If the University fails to notify an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. prior to the commencement of the second meeting of the assigned section or class that a position offered and accepted is no longer available, the University will ensure the individual:

a.

is placed in an appointment at the classification and equivalent compensation level offered and accepted, or

b.

receives equivalent compensation in lieu of the position for the session at the level offered.

E. JOB POSTING FOR SUMMER SESSION

1. Campus-Wide Posting

As soon as practicable, but no later than February 1 of each year, the University shall begin posting information regarding Summer Session ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. opportunities on the campus website. Sixty (60) calendar days before the commencement of each academic year, departments and hiring units shall post on the website available positions within the department for that year. Should new positions become available, they shall be posted within fourteen (14) calendar days. The University may update or edit this information as itdeems appropriate. The website shall contain the following information:

a.

The projected number of available ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. positions by department/hiring unit the University anticipates for the following Summer Session. This projection is not a guarantee of the actual number of ASE positions that will be available or filled;

b.

An employment non-discrimination statement.

c.

A general description of the duties performed by each of the classifications covered by the agreement.

d.

The "minimum qualifications" by classification as established by and at the sole discretion of the University.

e.

A statement indicating that exceptions to the minimum eligibility qualifications may be granted at the sole discretion of the University.

f.

The application procedures or hiring unit contact for ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. positions.

2. Department-Level Posting

Nothing in this Article or in this Agreement shall prevent departments or other campus hiring units from providing additional information regarding ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. employment opportunities on bulletin boards or other websites. For those departments and hiring units that have formal written guidelines regarding hiring for and allocations of ASE positions, the guidelines will be posted. Changes in written guidelines shall be posted prior to implementation.

F. SUMMER SESSION WORKLOAD

1.

A Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC., Teaching Fellow or Associate Instructor, who is not an Instructor of Record, with a 50% appointment for a six (6) week summer session shall not be assigned a workload that exceeds 120 hours or will not be assigned to work more than eight (8) hours in any one day. Assigned workload is measured by how many hours the University could reasonably expect an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. to take to satisfactorily complete the work assigned. This provision shall apply proportionately to other percent appointments and/or, with the exception of UC Santa Barbara, to summer sessions of different lengths.

2.

An ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who is considered the Instructor of Record during the summer session will be responsible for the summer session course.

3.

Readers, Special Readers and Tutors shall be compensated on an hourly basis. Assigned workload is measured by how many hours the University could reasonably expect a Reader or Tutor to take to satisfactorily complete the work assigned. Readers, Special Readers and Tutors will not be assigned to work more than eight (8) hours in any one day.

4.

ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. should initiate discussions with their supervisors as soon as they anticipate any workload-related issues that would result in a violation of this Article.

5.

Disputes regarding workload arising under this article are not subject to Article 12, GrievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. and ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC., of this agreement. In the event a dispute arises regarding workload, the procedures set forth in Article 32, Workload, shall apply. The provisions of the workload section of this article are subject to the enforcement procedure as detailed in Article 32,Workload.

Article 28 - Training & Orientation

A.

All required training and orientation shall be considered part of the workload for the term, with the exception of pedagogy courses in which an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is required to be enrolled. Said pedagogy courses and training requirements shall not be used to reduce the number of ASE appointments.

B.

The University may require, at its sole discretion, an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. to satisfactorily complete required training to continue appointment as an ASE. The University may, at its sole discretion, require that an ASE who has not satisfactorily completed required training repeat training without the repeated training counting in workload.

C.

Unpaid activities for which academic credit is given, or that are academic program requirements for all students in the program, or are training required to meet minimum eligibility requirements (e.g., English language tests), are not considered employment activities and not covered by this agreement.

Article 29 - Travel

A.

The University shall reimburse ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. for authorized expenses incurred during required employee-related University business or travel in accordance with the requirements of the appropriate section of the UC Business and Finance Bulletin.

B.

The University will not reimburse ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. for travel between home and the campus.

Article 30 - Union Access And Rights

A. USE OF FACILITIES

1. Access

The University has the right to establish and enforce reasonable access rules and regulations at each campus.

2. U.S. Mail Delivery

United States mail on which postage has been paid and which is received by the University bearing the name of the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. in the unit and correct specific address will be distributed to the ASE in the unit in the normal manner.

3. Use of mailboxes

In locations where ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. have mailboxes, the UAW may reasonably use such boxes in accordance with campus procedures in effect at the time of the use.

4. Email use

UAW designated employee representatives may use their university email account in accordance with applicable University policy regarding electronic mail/electronic communications.

B. DIRECTORY INFORMATION AND EMPLOYEE LIST

1.

The ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall be required to release their name to the UAW as a condition of employment.

2.

As soon as practicable, each month the University shall provide the UAW the following information, where available, in a computer readable form: name, home department, hiring unit/department, employee identification number, classification, title code, percentage appointment, monthly salary, salary rate, amount of monthly dues deducted, home address, personal cell and personal e-mail, if known. In the event an employee has opted to have their home address, personal cell and personal e-mail protected under applicable federal and/or state law, the home address of such Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. shall be deleted from this list. Upon written request, the University shall supply the UAW with information regarding the gender, race and ethnicity of all ASEs (to be provided in aggregate), sorted by discipline (as defined by the University) not more than twice per year. Neither party waives any right it may have to seek or withhold information regarding race, gender and ethnicity sorted by department when necessary for representation purposes.

3.

The UAW shall be responsible for any reasonable initial and ongoing programming and monthly processing costs associated with providing this information. The University will give the UAW notice of initial costs and any significant changes to those costs prior to the time they are incurred.

C. ACCESS TO THE AGREEMENT

Following ratification and approval by the parties, the University shall publish the agreement on a designated website.

D. SYSTEM-WIDE BARGAINING

1.

At each campus, the University shall provide compensation, including eligible fee and GSHIP remissions, for up to one FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). (40 hours/week) ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. appointment(s) (fee and GSHIP remissions shall not be paid for more than 2 ASEs per term) as UAW bargaining committee member(s), not to exceed two ASEs, to participate in system-wide bargaining for two (2) terms during which bargaining occurs. In the event that bargaining occurs during summer sessions, one term for the purposes of compensation, is equivalent to two consecutive six (6)week summer sessions or equivalent. The UAW bargaining committee member(s) shall be provided paid release time for all remaining time in bargaining until, but no later than, the expiration date of the contract, unless otherwise mutually agreed to by the parties. It is permissible for the University to provide for compensation in the summer (up to 100%) in lieu of an academic semester or quarter to meet the requirements of this section.

2.

Those receiving compensation pursuant to Section 1 above must be a student or an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. at the campus in the term that bargaining commences.

3.

Bargaining committee members shall be compensated so that they incur no loss nor achieve any gain over their current or most recent ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. appointment on the campus or the highest rate of appointment in an ASE position in the ASE's career on the campus. In cases where an ASE wouldn ormally advance based on campus procedures, the higher rate would be paid.

4.

The UAW shall give notice to the University of the UAW bargaining committee member(s) to be assigned and compensated in accordance with this section no less than sixty (60) calendar days prior to the term in which they are to be assigned and compensated for system-wide bargaining or as soon as practicable.

5.

The University shall issue an appointment notification to the bargaining committee members at least thirty (30) calendar days prior to the term in which the UAW bargaining committee is provided an appointment(s) for system-wide bargaining, as described in D.1 above, if practicable.

6.

Provided the bargaining assignment is the sole appointment for a given term, an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who works in this capacity for the terms referenced above shall not have those terms counted toward any limit imposed by an academic department on the number of terms of employment for which an ASE maybe eligible.

E. ACCESS FOR PURPOSES OF UAW ORIENTATION

1.

The Union shall have the right to present a thirty (30) minute UAW Orientation in each term in conjunction with, and as an integral part of, orientation for new ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.. At the discretion of each campus, orientation for new ASEs may take place at a mandatory TATeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. training or other mandatory event at either the department, hiring unit or campus level. If there is an agenda, the UAW Orientation shall be listed therein. Access to orientation for new ASEs, as described in this Article, does not require the University to grant access to pedagogical courses. The University, through the local labor relations offices, shall be responsible for notifying the Union of the time, location and date set aside for the UAW Orientation.

2.

The University will coordinate with the Union to schedule one thirty (30) minute UAW make-up orientation per term upon request by the Union for new ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who did not receive a UAW Orientation as described in Section E.1 above. The make-up UAW orientation will be scheduled as soon as practicable within the term of the appointment. The Union is responsible for communicating the time, date, and location of the make-up UAW orientation to the ASEs. The University shall post the information for the make-up orientation including the date, time and mode of delivery on a pre-determined campus website referenced in Appendix L.

3.

Attendance at one UAW Orientation shall be mandatory for first-time ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.. Salaried ASEs shall count the thirty (30) minutes toward their workload hours provided the ASE has an appointment in the term they attend orientation; hourly ASEs shall be paid for the thirty (30) minutes, provided the ASE has an appointment in the term they attend orientation.

4.

The University shall not be present during the UAW Orientation or UAW make-up orientation.

5.

The University shall have no obligation or responsibility for, nor shall it monitor, the content of the UAW's presentations. The parties agree that the content of the workshops/orientations shall not be detrimental to or derogatory of either party, its agents or officials.

6.

The University shall not be responsible for providing lists of ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. scheduled to attend the UAW Orientation or UAW make-up orientation. The Union shall be responsible for obtaining the attendance list of the ASEs at the UAW Orientation and the UAW make-up orientation and for contacting any ASE who did not attend.

7.

The University shall not attempt to dissuade attendance of ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. at, nor communicate regarding UAW orientation other than to inform the ASEs of the day, time, and place of the orientation. The University shall direct ASEs with questions regarding the UAW orientation to the UAW campus representatives.

8.

This constitutes the parties' full agreement regarding adherence to the mandates in Assembly Bill 119.

9.

Nothing in this Article shall be construed to mean that a department or hiring unit cannot invite the Union to make presentations at additional meetings.

Article 31 - Union Security

A. DUES AND INITIATION FEE

1.

The University shall deduct membership dues and standard initiation fee from the wages of Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. upon notification from the UAW as provided in Section E. The University shall remit dues and standard initiation fee to the UAW on a monthly basis. The UAW will provide the University with the formula for calculating the dues and standard membership initiation fee. The UAW shall be responsible for any reasonable initial and ongoing programming and monthly processing costs associated with the implementation and maintenance of the union deduction program. In the event the UAW fails to pay the University in accordance with the foregoing, the University may withhold the appropriate amount from the monthly dues to the UAW provided for in this paragraph.

2.

On a monthly basis, the University will provide a list of Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by name, department/hiring unit, total in-unit gross monthly pay, title code, and amount deducted. The UAW shall be responsible for any reasonable initial and ongoing programming and monthly processing costs associated with providing this list.

B. VOLUNTARY COMMUNITY ACTION PROGRAM (VCAP)

The University agrees to provide a voluntary check off for the UAW Voluntary Community Action ProgramVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP). (VCAP) in accordance with the following provisions:

1.

The UAW shall provide the University with a list via excel spreadsheet.

2.

The ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. must be an active dues paying member for the VCAPVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP). deduction to occur.

3.

The VCAPVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP). deduction must be in a flat dollar amount and shall be deducted from the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s first paycheck of the month.

4.

This provision is for regular recurring payroll deductions and shall not be used for onetime deductions.

5.

The UAW shall be responsible for any reasonable initial and ongoing processing costs associated with setting up and maintaining this additional check off. Costs will be determined at the sole discretion of the University consistent with charges made for other similar deductions. VCAPVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP). collections less any processing charges will be remitted to the UAW on a monthly basis. The remittance listing for this deduction will be added to the current monthly union deduction file posted on the GoAnywhere site.

C. MEMBERSHIP ELECTION FORMS

1.

The UAW shall send to the pre-designated University office at each location a list of new ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. for whom the pre-designated University office shall be responsible to send the Membership Election Form (MEF) (see Appendix C) once a month via DocuSign, or a mutually agreeable alternative method. The UAW shall send the list no later than the $10^{\text {th }}$ of the month, and the University shall confirm receipt.

2.

The University shall transmit the MEFs to the ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. identified on the list within five (5) working days of receipt. The DocuSign MEF or similar format sent by the University will remain active for thirty (30) calendar days. In addition to the initial transmission of the MEF, there shall also be two (2) reminders to the ASEs within the aforementioned thirty (30) calendar day period. The intent of the University and UAW is that the list shall only include newly-hired ASEs. The list shall not include a new hire more than once.

3.

The list shall be transmitted in Microsoft Excel format, or a mutually agreeable alternative format. The list shall include Last and First Name, Email Address, Employee ID, school/college, department, title, and date of hire into the Academic ResearcherAcademic Researcher: Academic researchers at the University of California are comprised of Academic Specialists, Project Scientists, Professional Researchers and Coordinators of Public Programs. bargaining unit.

4.

If the University is closed on a designated transfer or MEF distribution day, the distribution shall be postponed to the following business day.

5.

Appendix C shall accompany each MEF that goes out to the ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. and it shall include a disclaimer indicating that the University neither encourages nor discourages union membership.

6.

The UAW shall be copied on the distribution, including receipt of any signed MEFs. The University shall not be responsible for forwarding any signed MEF to the UAW.

7.

The University shall have no further obligation with regard to MEFs other than what is specifically outlined in this Article. The University shall not be responsible for any further handling of MEF issues, including but not limited to answering questions, processing follow-up requests for MEFs, or distributing MEFs in any other manner.

8.

When a location proposes to include the MEF in the hiring paperwork using a distribution system different than that outlined above, that location will notify the UAW no later than thirty (30) calendar days in advance of the proposed change to the distribution system. The alternate distribution system shall be mutually agreed upon and codified in writing.

D. CORRECTION OF ERRORS

1.

If the University fails to make appropriate authorized payroll dues or any part thereof, or fails to remit to the UAW such authorized deductions or any portion thereof, or erroneously withholds deductions or any part thereof, the University shall correct the deduction amounts within thirty (30) calendar days of the written notice from the Union.

2.

If the University's error resulted in deductions less than the correct amount, the University shall make the additional required deductions to make up the difference between the actual and correct amounts in accordance with current payroll policy regarding additional deductions. However, additional deductions shall not exceed two (2) times the normal dues deduction amount in any given pay period, until the complete dues deductions have been made. In the event an Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s employment terminates while still owing dues to the union, the amount owed shall be taken from the Academic Student Employee's final paycheck. In no event shall the University owe the union dues that are the responsibility of the Academic Student Employee.

3.

It is expressly understood and agreed that if the error results in payment of more than the correct amount and the Union has received the funds, the Union shall reimburse the Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. accordingly.

4.

The University shall not be responsible for those portions of union payroll deductions that the Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s net earnings are insufficient to cover in any pay period.

E. CERTIFICATION AND MAINTENANCE OF DEDUCTION INFORMATION

1.

The Union will certify to the University to begin deductions or to cease deductions. For bargaining unit members, deductions shall be from in-unit gross earnings.

2.

The UAW will either deliver an electronic file in Excel (*.xls) format to the designated local campus office or upload files to the GoAnywhere or a different platform identified by the University. Such deduction information shall include dues, initiation fees and VCAPVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP). deductions. The University shall provide notice of the changes to the administrative process at least thirty $(30)$ calendar days in advance of the change.

3.

For Academic Student EmployeesAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who are paid monthly, the deduction file shall be transmitted electronically no later than the 15th of each month. For Academic Student Employees who are paid bi-weekly, the deduction file shall be transmitted no later than the Friday before the end of the biweekly pay period.

4.

In the event that the appropriate office is closed on the 15th, the Union will deliver the list on the following business day. The University agrees the changes will be made in time to affect the next payroll with a pay begin date that falls on or after the date the deduction information is received.

5.

Provided the University receives the information in time for the deductions to take effect by the next payroll run, the University shall process all changes submitted by the Union.

6.

The Union will solely maintain the dues deduction and VCAPVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP). authorization(s), signed by the Academic Student EmployeeAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. from whose salary or wages the deduction is to be made. The Union shall not be required to provide a copy of an individual authorization to the University unless a dispute arises about the existence or terms of the authorization.

7.

The UAW list to be submitted in the format provide in Appendix __ to the University designee shall include:

a.

Location/business unit code

b.

Location Name (Campus/Medical Center)

c.

Bargaining Unit

d.

Employee identification number

e.

Employee name (last, first)

f.

Action codes: "A" = Add; "C" = Change; "S" = Stop

g.

Deduction Codes: "D"=Dues; "IF" = Initiation Fee; "PA" Political Action (VCAPVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP).)

h.

VCAPVoluntary Community Action Program: V-CAP is the UAW’s political action program, which includes the Union’s PAC (Political Action Committee). The PAC fund comes from voluntary contributions from active and retired UAW members. The money is used to support pro-worker political candidates who have earned the endorsement of the UAW Community Action Program (UAW CAP). amount.

8.

If the UAW is unable to resolve any disputes regarding this Section $E$ informally at the campus level, any formal grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. may be filed at the Office of the PresidentUC Office of the President: The UC president is the head of the entire UC system. The current UC president is Michael V. Drake. .

F. WAIVER OF LIABILITY

1.

The Union shall indemnify the University for any claims made by the employees for deductions made by the University in reliance on the Union's certification or on the Union's representation as to whether deductions for the Union were properly canceled or changed. The University shall promptly provide notice to the Union of any claim, demand, suit or other action for which it is seeking indemnification.

2.

The Union will hold the University harmless and indemnify it for costs, legal or otherwise, associated with disputes or litigation arising out of its transmission of the MEF pursuant to this Article.

Article 32(A) - General Wages

(Applicable to Davis, Santa Cruz, Merced, Santa Barbara, Irvine, Riverside, & San Diego)

A. GENERAL PROVISIONS

1.

The actual salary ranges/rates following application of any range adjustments applied pursuant to this Article may vary slightly due to rounding.

2.

Implementation of the prospective annual increase shall coincide with the first full pay period in the Fall term commencing with October 1st for monthly paid employees and the first pay period commencing after October 1st for bi-weekly paid employees.

3.

Nothing precludes the University, at its sole discretion, from providing compensation to individual ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. at salaries that exceed the maximum rate for their title on Tables 18, 19 and 20.

4.

All rates described in this Article are reflective of a 100% rate, not a 50% rate.

B. ACADEMIC YEAR 2022-2023

Effective the first full monthly pay period occurring no more than ninety (90) calendar days from ratification, the University shall implement the following general range adjustment:

1. Teaching Assistant (TA)

The single full-time annual salary rate for Teaching AssistantsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. shall be increased by seven and one-half percent (7.5%).

2. Associate Instructor (AI)

The 10/1/2021 Associate Instructor salary scale (Table 19) shall be increased by seven and one-half percent (7.5%).

3. Teaching Fellow

The single full-time annual salary rate for Teaching Fellow shall be established at $\$ 59,346$, which is approximately an 8.9% increase.

4. All other ASE titles

a.

The University shall increase the wage ranges for all other salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by 7.5%.

b.

Effective the first full bi-weekly pay period occurring no more than ninety (90) calendar days from ratification, the University shall increase the wage rates for hourly ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by $\$ 1.50$ per hour.

C. ACADEMIC YEAR 2023-24

1. Implementation of Experience-Based Salary Points

Beginning in Fall Term 2023, the Experience Based Salary Wage Schedule shall be implemented. Teaching AssistantsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. and Associate Instructors shall be placed on the new Experience Based Salary Wage Schedule as follows:

a. Teaching Assistant

1.
The University will increase the TATeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. rate to $\$ 58,250$, which is approximately a 16.5% increase.
2.
Two (2) new salary points will be added with 3.0% increments between salary points.
3.
If a Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 3 quarters/2 semesters, they shall be placed on salary point 2 upon their first teaching appointment on or following the 2023-2024 Fall term.
4.
If a Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 6 quarters/4 semesters, they shall be placed on salary point 3 upon their first teaching appointment on or following the 2023-2024 Fall term.

b. Associate Instructor

1.
The University will increase salary point 1 on Table 19 to $\$ 61,030$, which is approximately a 16.5% increase.
2.
Table 19 shall be restructured to have uniform 3.0% increments between each two sequential salary points, resulting in a 7-point salary scale.
3.
Current Associate Instructors will be placed on the new salary scale at the nearest point on or above their range adjusted full-time salary rate.
4.
If an Associate Instructor has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 6 quarters $4$ semesters, they shall be placed on salary point 3, unless already placed on a higher salary point.
5.
If an Associate Instructor has advanced to candidacy and has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 6 quarters $4$ semesters, they shall be placed on salary point 5 , unless already placed on a higher salary point.

2. Teaching Fellows and other salaried ASEs

The University shall increase the salary rates for Teaching Fellows and other salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by approximately 16.5% to $\$ 69,139$, excluding Teaching AssistantsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. and Associate Instructors.

3. Readers, Tutors and other hourly ASEs

The University shall increase the wage rates for hourly ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by $\$ 1.00$ per hour.

D. ACADEMIC YEAR 2024-2025

1.

The University shall increase the wage ranges for all salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by 16.7%.

2.

The University shall increase the wage rates for hourly ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by $1.00 per hour.

E. ABOVE-SCALE ASEs

During the life of the Agreement, ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. paid at a rate above the maximum for their title on Tables 18, 19 and 20 shall receive a 2% annual increase on October 1st or will be placed on the appropriate salary point on the corresponding table for their title, whichever increase is greater.

Article 32(B) - Special Wages

(Applicable to Berkeley, Los Angeles, and San Francisco)

A. GENERAL PROVISIONS

1.

The actual salary ranges/rates following application of any range adjustments applied pursuant to this Article may vary slightly due to rounding.

2.

Implementation of the prospective annual increase shall coincide with the first full pay period in the Fall term commencing with October 1st for monthly paid employees and the first pay period commencing after October 1st for bi-weekly paid employees.

3.

Nothing precludes the University, at its sole discretion, from providing compensation to individual ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. at salaries that exceed the maximum rate for their title on Tables 18, 19 and 20.

4.

All rates described in this Article are reflective of a 100% rate, not a 50% rate.

B. ACADEMIC YEAR 2022-2023

Effective the first full monthly pay period occurring no more than ninety (90) calendar days from ratification, the University shall implement the following general range adjustment:

1. Teaching Assistant (TA)

The single full-time annual salary rate for Teaching AssistantsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. shall be increased by seven and one-half percent (7.5%).

2. Associate Instructor (AI)

The 10/1/2021 Associate Instructor salary scale (Table 19) shall be increased by seven and one-half percent ( 7.5% ).

3. Teaching Fellow

The single full-time annual salary rate for Teaching Fellow shall be established at $\$ 59,346$, which is approximately an 8.9% increase.

4. All other ASE titles

a.

The University shall increase the wage ranges for all other salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by 7.5%.

b.

Effective the first full bi-weekly pay period occurring no more than ninety (90) calendar days from ratification, the University shall increase the wage rates for hourly ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by $\$ 1.50$ per hour.

C. ACADEMIC YEAR 2023-24

1. Implementation of Experience-Based Salary Points

Beginning in Fall Term 2023, the Experience Based Salary Wage Schedule shall be implemented. Teaching AssistantsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. and Associate Instructors shall be placed on the new Experience Based Salary Wage Schedule as follows:

a.

Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC.
1.
The University will increase the TATeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. rate to $\$ 62,531$, which is approximately a 25.1% increase.
2.
Two (2) new salary points will be added with 3.0% increments between salary points.
3.
If a Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 3 quarters/2 semesters, they shall be placed on salary point 2 upon their first teaching appointment on or following the 2023-2024 Fall term.
4.
If a Teaching AssistantTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 6 quarters/4 semesters, they shall be placed on salary point 3 upon their first teaching appointment on or following the 2023-2024 Fall term.

b.

Associate Instructor
5.
The University will increase salary point 1 on Table 19 to $\$ 65,516$, which is approximately a 25.1% increase.
6.
Table 19 shall be restructured to have uniform 3.0% increments between each two sequential salary points, resulting in a 7-point salary scale.
7.
Current Associate Instructors will be placed on the new salary scale at the nearest point on or above their range adjusted full-time salary rate.
8.
If an Associate Instructor has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 6 quarters/4 semesters, they shall be placed on salary point 3, unless already placed on a higher salary point.
9.
If an Associate Instructor has advanced to candidacy and has University teaching experience at 25% FTEFull-time equivalent: Full-time equivalent is a unit of measurement for workload of a worker. A worker's FTE is the number of total hours worked divided by the maximum number of compensable hours in a full-time schedule as defined by law (i.e, 40 hours). or more per term at their campus of 6 quarters/4 semesters, they shall be placed on salary point 5, unless already placed on a higher salary point.

2. Teaching Fellows and other salaried ASEs

The University shall increase the salary rate for Teaching Fellows and other salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by approximately 25.1% to $\$ 74,220$, excluding Teaching AssistantsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. and Associate Instructors.

3. Readers, Tutors and other hourly ASEs

The University shall increase the wage rates for hourly ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by $\$ 1.00$ per hour.

D. ACADEMIC YEAR 2024-2025

1.

The University shall increase the wage ranges for all salaried ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by 16.7%.

2.

The University shall increase the wage rates for hourly ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. by $\$ 1.00$ per hour.

E. ABOVE-SCALE ASEs

During the life of the Agreement, ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. paid at a rate above the maximum for their title on Tables 18, 19 and 20 shall receive a 2% annual increase on October 1st or will be placed on the appropriate salary point on the corresponding table for their title, whichever increase is greater.

F. UCLA FRESHMAN/TRANSFER SUMMER PROGRAM (F/TSP)

At UCLA, tutors in the F/TSP program will be paid a minimum of $\$ 5,139.00$ for the entire six-week program with a workload not to exceed 240 hours and will not be paid on an hourly basis as described in Article 25.A.3 and F.3. This minimum does not include required training prior to the start of the program, which will be compensated on an hourly basis.

Article 33 - Waiver

A.

The University and the Union acknowledge that during the negotiations resulting in this Agreement, each party had the opportunity to make proposals with respect to any subject matter not prohibited by law from the area of collective bargaining. This Agreement sets forth the full and entire understanding of the parties regarding the matters contained herein.

B.

Unless mutually agreed to otherwise, the University and the Union, for the life of this Agreement, each voluntarily and unqualifiedly waives the right, and each agrees that the other shall not be obligated to bargain collectively with respect to any subject or matter referred to, or covered in this Agreement, or with respect to any subject or matter not specifically referred to or covered by this Agreement, even though such subject or matter may not have been within the knowledge or contemplation of either or both of the parties at the time they negotiated or signed this Agreement.

C.

With respect to other matters within the scope of negotiations, but not covered in Section A above, in the event the University proposes a new policy that has a significant and consequential impact on the terms and conditions of employment for ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. in the unit,the University will meet, upon timely request by the UAW, over the impact of the decision to the extent required by law.

D.

With respect to other matters within the scope of negotiations, but not covered in Sections A or B above, negotiations may be required during the term of this agreement, but only as provided below.

a.

The parties recognize that during the term of this agreement, it may be necessary for the University to make changes in areas within the scope of negotiations. Where the University finds it necessary to make such changes the University shall notify the UAW of proposed changes thirty (30) calendardays prior to their proposed implementation.

b.

The parties shall undertake negotiations regarding the impact of such changes on ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. when all three of the following exist:
i.
Where such changes would significantly affect the working conditions of a substantial number of employees in the bargaining unit;
ii.
Where the subject matter of the change is within the scope ofrepresentation pursuant to HEERAHigher Education Employer-Employee Relations Act: HEERA is a 1979 California law that established collective bargaining for employees of the UC (and other state universities).; and
iii.
Where the UAW makes a request to negotiate with the University within fifteen (15) calendar days of the date of the receipt by the UAW of the University's notice as described in Section C.1.

c.

An agreement resulting from such negotiations shall be executed in writing and shall become an addendum to this agreement.

d.

If the parties do not reach agreement in the negotiations, the impasse procedures pursuant to HEERAHigher Education Employer-Employee Relations Act: HEERA is a 1979 California law that established collective bargaining for employees of the UC (and other state universities). shall apply.

e.

If the parties disagree as to whether a proposed change is subject to Section C above, such disagreement shall be subject to the GrievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract. and ArbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. Article of this agreement.

Article 34 - Workload

A. TEACHING ASSISTANT (TA)

1.

For purposes of this article only, TATeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. refers to Teaching Assistant, Special Reader, Teaching Fellow, and Associate Instructor. Assigned workload is measured by how many hours the University could reasonably expect a TA to take to satisfactorily complete the work assigned.

a.

A TATeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. with a 50% appointment shall not be assigned a workload of more than 220 hours per quarter or 340 hours per semester. This standard shall apply proportionately to other percent appointments.

b.

In addition, a TATeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. with an appointment of 50% or less shall not be assigned a workload of more than 40 hours in any one week or assigned to work more than eight (8) hours in any one day. The number of hours worked in excess of twenty (20) hours per week may not total more than 50 hours per quarter or 77 hours per semester.

2.

TAsTeaching assistant: A teaching assistant or education assistant is an individual who assists a professor or teacher with instructional responsibilities. TA's who are appointed to 25% time or more have their tuition and and fees covered by the UC. shall initiate discussions with their supervisor as soon as they anticipate any workload related issues that would result in a violation of this article.

B. READER/TUTOR

Readers and tutors shall be compensated on an hourly basis. Assigned workload is measured by how many hours the University could reasonably expect a reader or tutor to take to satisfactorily complete the work assigned. Readers and tutors shall not be assigned a workload of more than 40 hours in any one week or assigned to work more than eight (8) hours in any one day. Tutors shall be guaranteed pay for the entirety of any pre-scheduled tutoring timeslot.

C. INSTRUCTOR OF RECORD

ASEs who are the instructors of record will be responsible for a workload consistent with the normal workload for the course. ASEsAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. who are the Instructors of Record will normally receive a 50% appointment for a regular academic course.

D. NOTIFICATION OF WORKLOAD MAXIMUM

1.

When an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. perceives they may exceed the daily, weekly or term (quarter or semester) maximum number of hours in their appointment, the ASE shall communicate this fact to their faculty supervisor prior to exceeding the workload maximum.

2.

Provided the workload issue is resolved informally, the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is encouraged to send an email to the faculty supervisor with the agreed-upon resolution.

E. AVAILABLE REMEDIES

1.

If an ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. is going to exceed the daily, weekly or term maximum number of hours of their appointment, the University shall either:

a.

Increase the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s appointment percentage to be consistent with the number of hours the ASE will work and/or

b.

Modify the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors.'s work assignment such that the number of hours worked will be consistent with the ASE's appointment percentage and workload limits.

2.

Any changes pursuant to Subsections E.1.a. and E.1.b. above shall be communicated to the ASEAcademic Student Employee: Academic Student Workers at the UC include graduate students who work as teaching assistants, instructors, readers, and tutors. in writing.

F. EXPEDITED PROCESS

1.

Alleged violations of daily, weekly or term (quarter or semester) maximum number of hours is subject to the grievanceGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract./arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. procedure as modified by the expedited process in Section 3 below.

2.

For such grievancesGrievance: A grievance is a claim by an individual ASE, a group of ASEs, or the UAW, that the University has violated a specific provision of this agreement during the term of this agreement. Grievances are filed with the UCSC labor relations office. They must be filed within thirty calendar days. If the grievance is not resolved, it can be taken to arbitration. See Article 12 of the ASE contract and Article 11 of the GSR contract., the Informal Step 1 of the grievance procedure is mandatory and is limited to the remedies in Section E above. In the event that such a grievance is not settled through the Informal Step 1, the grievant may file a formal grievance with the campus labor relations office. If the grievance is not resolved within ten (10) calendar days, the UAW may submit the grievance directly to arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. for an expedited hearing.

3.

Expedited arbitrationArbitration: Arbitration is a process of bringing a dispute before a independent third party. For UAW complaints, arbitration occurs after the grievance process (between UAW and the UC directly) is exhausted. Only UAW may bring complaints to arbitration—not the UC. hearings shall be held on a mutually agreeable date, as close to fourteen (14) calendar days from the date of the arbitration submission as possible. Such arbitrations concerning this section shall be conducted in a one-day hearing including closing statements, without court reporter's transcripts or post-hearing briefs. The arbitrator shall provide a bench decision which becomes effective immediately and provide a written opinion and award.

Article 35 - Workspace And Instructional Support

A.

The University shall provide access to required facilities, services, texts and instructional support. Access to required facilities, services, texts, and instructional support will not be unreasonably denied. These required facilities, services, texts and instructional support may include, if applicable:

1.

Office and desk space, telephone,

2.

A computer,

3.

Storage space,

4.

Office, laboratory, and instructional equipment,

5.

Mailbox,

6.

Office supplies and teaching supplies,

7.

Texts and/or reading material,

8.

Art/performance studio space.

Article 36 - Duration

A. DURATION

1.

The terms and conditions of this Agreement shall remain in full force and effect commencing upon ratification by the parties, and shall terminate at 11:59 a.m. on May 31, 2025.

2.

Neither party shall have any duty to meet and confer for the purpose of modifying terms and conditions of the Agreement.

B. SUCCESSOR AGREEMENT NEGOTIATIONS

1.

No later than December 1, 2024, the Union shall notify the University if it intends to open the Agreement for successor negotiations.

2.

The University shall have until December 15, 2024, to notify the Union if it intends to open the Agreement for successor negotiations.

3.

If neither party notifies the other of its intent to open the Agreement for successor negotiations, the Agreement shall remain in full force and effect and the procedures in Section C below shall apply.

4.

If the conditions under B.1. and B.2 are met, the Union shall provide the University with written notice of its selected article(s) and a list of bargaining team members by no later than January 14, 2025.

5.

If the conditions under B.1., B.2., and B.4. are met, the University shall provide the Union with written notice of its selected article(s) by no later than January 28, 2025.

6.

By February 4, 2025, the parties shall set a mutually agreeable start date for the commencement of negotiations.

C. CONTINUATION OF AGREEMENT

1.

In the event that neither party gives timely notice as set forth in this section, this Agreement shall remain in effect on a year-to-year basis, from June 1st until the following May 31st.

2.

In the event that the Agreement continues in this manner, the parties shall provide written notice of selected articles and a list of bargaining team members for a successor Agreement no later than December 1st of the applicable academic year. Thereafter, the parties shall follow the requirements for negotiations of a successor agreement as set forth in Section B., above.